CFTC Provides Responses to Frequently Asked Questions Regarding Commission Form CPO-PQR and CTA-PR
Saturday, November 14, 2015

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight has issued responses to frequently asked questions (FAQs) regarding Commission Forms CPO-PQR and CTA-PR. The FAQs for Commission Form CPO-PQR focus on issues such as filing requirements, reporting thresholds, and responding to specific issues contained in the CPO cover page and Schedules A-C. The FAQs for Commission Form CTA-PR focus on filing requirements, question 1 issues related to Trading Programs, and question 2 issues regarding pool registration and assets.  

The FAQ responses are available here

 

NLR Logo

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up to receive our free e-Newsbulletins

 

Sign Up for e-NewsBulletins