July 06, 2015
July 05, 2015
July 04, 2015
National Future Association (NFA) Issues Guidance on Annual Affirmation Requirement for CPO and CTA Exemptions
Commencing in 2012, each person or entity claiming an exemption from commodity pool operator (CPO) or commodity trading advisor (CTA) registration must annually affirm the applicable exemption within 60 days of the end of each calendar year. Any person or entity that does not affirm its applicable CPO or CTA exemption will be deemed to have requested to withdraw the exemption. The affirmation process can be completed through the National Future Association’s online exemption system.
More information is available here.
- European Union Policy Update: April 2015 re: Digital Single Market, Energy & Climate Change, Internal Market & Financial Services and more
- This Week in Congress – March 16, 2015 re: EPA Science Advisory Board Reform Act, NLRB, Trafficking, Executive Orders and more
- SEC Proposes Rules for Disclosure of Hedging by Employees, Officers and Directors