iOn January 24, 2014 the Securities and Exchange Commission’s Division of Corporation Finance issued three new Compliance and Disclosure Interpretations (C&DIs) with respect to the SEC’s so-called unbundling rule (Rule 14a-4(a)(3) under the Securities Exchange Act of 1934), which requires that a form of proxy used in a stockholder vote identify clearly and impartially each “separate matter” on which the stockholders intend to act.
To see these new C&DIs, click here.
