January 29, 2015
January 28, 2015
January 27, 2015
Texas District Court Addresses Misappropriation Theory of Insider Trading
The US District Court for the Northern District of Texas recently denied a defendant’s motion for summary judgment in a Securities and Exchange Commission civil enforcement action under the “misappropriation” theory of insider trading, finding that an implicit agreement may be sufficient to establish liability.
- Federal Prosecutors Charge Canadian Trader in “Layering” Scheme
- Insufficient Evidence Calls for Overturning Insider Trading Cases, Second Circuit Rules
- Insider Trading, Sentinel, Punitive Capital Hit Stay, Investment Funds Portfolio Composition Risk, Auditor Independence (or Not): Bridging the Week: December 8 to 12 and 15, 2014