May 25, 2012

Julian Rainero, Partner

  • 212.508.6142
  • julian.rainero@bgllp.com
  • www.bgllp.com

  • Julian Rainero is the head of the firm's broker-dealer and market regulation practice. Mr. Rainero advises broker-dealers and alternative trading systems on compliance with SEC, self-regulatory organization (SRO) and Federal Reserve Board rules. His practice involves all aspects of broker-dealer regulation, with particular concentration in correspondent clearing, prime brokerage, net capital, margin, securities lending, customer protection and NYSE and NASDAQ trading practices. Mr. Rainero is a member of the NASDAQ market operations review committee and serves on the best-execution committees of several major broker-dealers.

  • Bracewell & Giuliani LLP

Articles in the National Law Review database by Julian Rainero:

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