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Junaid A. Zubairi, Associate
- 312-609-7720
- jzubairi@vedderprice.com
- www.vedderprice.com
Junaid A. Zubairi focuses his practice on government investigations, investment services and regulatory compliance matters. His practice includes representing companies and individuals in SEC investigations, conducting internal investigations, counseling clients during regulatory examinations, and providing general compliance and remediation counseling. Mr. Zubairi has extensive experience representing investment advisers, broker-dealers, corporations and officers and directors during government investigations and regulatory proceedings.
Prior to joining Vedder Price P.C., Mr. Zubairi was a Senior Attorney with the Securities and Exchange Commission, Division of Enforcement. At the SEC, Mr. Zubairi was the lead attorney on numerous high-profile investigations and litigations involving investment adviser and broker-dealer misconduct, financial fraud, officer and director liability, insider trading and pay-to-play practices. Mr. Zubairi spearheaded several complex investigations that resulted in substantial settlements against large public companies.- Vedder Price
Articles in the National Law Review database by Junaid A. Zubairi:
- Janus Capital Group, Inc. v. First Derivative Traders: Supreme Court Rules Regarding Liability of Secondary Actors (Posted On Tuesday, November 8, 2011)
- Supreme Court Determines That Plaintiffs Do Not Need to Prove Loss Causation in Order to Obtain Class Certification in Federal Securities Fraud Actions (Posted On Tuesday, November 8, 2011)
- The SEC Settles Yet Another Section 304 Clawback Case against an “Innocent” Executive, but Litigation Regarding the Meaning of “Misconduct” May Continue in SEC v. Jenkins (Posted On Monday, November 7, 2011)
- Appeals Court Vacates SEC’s Proxy Access Rule (Posted On Sunday, November 6, 2011)
- Southern District of New York Judge Applies Morrison to Dismiss Federal Securities Claims Brought by U.S. Investors Against the Royal Bank of Scotland (Posted On Friday, April 8, 2011)
- Foreign Corrupt Practices Act Trends (Posted On Thursday, April 7, 2011)
- SEC Aggressively Targets Insider Trading and Expert Networks (Posted On Wednesday, April 6, 2011)
- Supreme Court Determines Materiality Standard for Adverse Event Reports (Posted On Tuesday, April 5, 2011)
- Janus Capital Group v. First Derivative Traders: Supreme Court to Decide Key Questions Regarding Secondary Actor Liability (Posted On Monday, April 4, 2011)
- Second Circuit Affirms the Importance of Adequately Pleading Loss Causation in Securities Fraud Claims (Posted On Sunday, April 3, 2011)
- SEC Continues to Regulate and Claw Back Incentive-Based Compensation (Posted On Saturday, April 2, 2011)
- SEC v. Tambone: First Circuit Rejects the SEC’s Broad Interpretation of Rule 10b-5 (Posted On Saturday, September 11, 2010)
- Supreme Court Sheds Light on Limitations Period for Section 10(b) Violations - Merck & Co. v. Reynolds (Posted On Friday, September 10, 2010)
- SEC Uses Section 304 to Claw Back Incentive-Based Compensation from “Innocent” Executives - SEC v. O’Dell & SEC v. Jenkins (Posted On Thursday, September 9, 2010)
- Supreme Court Limits Scope of “Honest Services” Statute - Skilling v. United States (Posted On Wednesday, September 8, 2010)
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