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Kenneth M. Rosenzweig, Partner
- 312-902-5381
- kenneth.rosenzweig@kattenlaw.com
- www.kattenlaw.com
Kenneth M. Rosenzweig focuses his practice on financial services matters, with an emphasis on the trading and clearing of financial instruments. Mr. Rosenzweig’s clients include clearing houses and exchanges, futures commission merchants, broker-dealers, fund sponsors and managers, banks and other commercial participants in the exchange-traded and over-the-counter markets.
- Katten Muchin Rosenman LLP
Articles in the National Law Review database by Kenneth M. Rosenzweig:
- National Futures Association (NFA) Issues Reminder of Futures Commission Merchant (FCM) Responsibility for Review of Guaranteed IB Promotional Materials (Posted On Fri, 2013-03-29 20:14)
- CFTC Grants Relief from Required Clearing for Partial Novation and Partial Termination of Swaps (Posted On Mon, 2013-03-25 05:13)
- Commodity Futures Trading Commission (CFTC) Grants Relief from Required Clearing for Swaps Resulting from Multilateral Portfolio Compression (Posted On Sat, 2013-03-23 09:02)
- Federal Court Rules Federal Energy Regulatory Commission (FERC) Does Not Have Authority to Fine Trader for Manipulation of Futures Contracts (Posted On Sat, 2013-03-23 05:09)
- CFTC Reminds Market Participants of Swap Data Reporting Requirements (Posted On Sun, 2013-03-17 05:17)
- Futures Commission Merchants "FCMs" Required to Have Chief Compliance Officer by March 29 (Posted On Sat, 2013-03-16 21:02)
- National Futures Association (NFA) Proposes Amendment Permitting Certain Loans by Commodity Pools to Related Entities (Posted On Sat, 2013-03-09 18:11)
- Commodity Futures Trading Commission (CFTC) Approves Chicago Mercantile Exchange (CME) Swap Data Reporting Rule (Posted On Sat, 2013-03-09 01:30)
- Commodity Futures Trading Commission (CFTC) Revises Clearing Compliance Schedule for iTraxx Credit Default Swap (CDS) Indices (Posted On Mon, 2013-03-04 12:11)
- Commodity Futures Trading Commission (CFTC) Permits Cantor Clearinghouse to Clear Certain Foreign Exchange Options (Posted On Thu, 2013-02-28 08:09)
- Commodity Futures Trading Commission (CFTC) Permits Cantor Clearinghouse to Clear Certain Foreign Exchange Options (Posted On Mon, 2013-02-18 02:01)
- trueEX Requests that Commodity Futures Trading Commission (CFTC) Amend Order of Designation as a Contract Market (Posted On Mon, 2013-02-11 10:07)
- National Futures Association (NFA) to Require Commodity Pool Operators (CPOs) to Identify Registered Investment Companies (Posted On Tue, 2013-02-05 06:46)
- Commodity Futures Trading Commissions (CFTC) to Host Roundtable on Enhancing Customer Funds Protection (Posted On Mon, 2013-02-04 22:07)
- National Futures Association "NFA" Sets Implementation Deadline for Phase 1 of Customer Segregated Funds Reporting (Posted On Sat, 2013-02-02 04:11)
- CFTC Issues Exemptive Order to ICE Clear Credit Permitting Commingling and Portfolio Margining of Cleared Credit Default Swaps and Security-Based Swaps (Posted On Sun, 2013-01-20 07:09)
- National Futures Association "NFA" Issues Guidance on Bylaw 1101 Compliance for Pending Introducing Brokers (Posted On Mon, 2013-01-07 07:10)
- Commodity Futures Trading Commission "CFTC" Issues Final Order on Cross-Border Swaps (Posted On Sun, 2013-01-06 04:10)
- Commodity Futures Trading Commission "CFTC" Issues No-Action Letters (Posted On Sat, 2013-01-05 12:54)
- Exemption from NFA Assessment Fee for Proprietary Trading Firms that Register as Commodity Pool Operators CPOs (Posted On Thu, 2012-12-27 17:08)
- The Commodity Futures Trading Commission "CFTC" Extends Compliance Dates for Certain Swap Dealer and Major Swap Participant Requirements (Posted On Wed, 2012-12-26 12:57)
- SEC Issues Exemptive Order in Connection with Portfolio Margining of Cleared Swaps and Security-Based Swaps (Posted On Tue, 2012-12-25 08:12)
- Commodity Futures Trading Commission "CFTC" Issues No-Action Letters Relating to Swaps (Posted On Mon, 2012-12-24 14:39)
- CFTC Approves Final Rule Requiring Recording of Oral Communications (Posted On Sat, 2012-12-22 01:08)
- CFTC Issues No-Action Letters (Posted On Mon, 2012-12-17 18:10)
- CFTC Issues No-Action Relief from CPO Registration (Posted On Sun, 2012-12-16 21:11)
- National Future Association (NFA) Issues Guidance on Annual Affirmation Requirement for CPO and CTA Exemptions (Posted On Fri, 2012-12-14 22:07)
- Joint Press Statement Regarding OTC Derivatives Market (Posted On Thu, 2012-12-13 22:10)
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