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Laura S. Pruitt , Partner
- 202-778-6470
- lpruitt@schiffhardin.com
- www.schiffhardin.com
Laura S. Pruitt counsels broker-dealers, investment advisers, self-regulatory organizations and other market participants on securities law and market regulation issues, with particular emphasis on:
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Broker-dealer registration and compliance issues
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Trading rules
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Alternative Trading Systems
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Derivatives
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Investment adviser regulation
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Transfer agent rules
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Anti-money laundering rules
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- Schiff Hardin LLP
Articles in the National Law Review database by Laura S. Pruitt :
- All in the Family: Application of the SEC’s Family Office Rule (Posted On Friday, November 11, 2011)
- Top Ten Tax Planning Issues and Opportunities for 2011 and 2012 (Posted On Wednesday, November 9, 2011)
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