William P. WadeOf CounselK&L GatesWebsitewww.klgates.comOrganization ProfileFull ProfileConnectEmail310-552-5071 Professional Biography Mr. Wade concentrates his practice in investment management, ERISA, fiduciary, regulatory, and related securities and tax matters for financial institutions. More Legal and Business Bylines From William P. Wade SEC Enforcement Action Cites Bank for Operating Collective Investment Funds as Unregistered Investment Companies: Key Takeaways for Banks and Advisers - (Posted On Friday, November 20, 2020) DOL Issues Proposed Rule on ESG Investing for ERISA Plans Part 2: Implications for Plan Sponsors and Investment Managers - (Posted On Tuesday, July 28, 2020) Private Equity in 401(k) Plans – A Trillion Dollar Opportunity? - (Posted On Wednesday, June 17, 2020) Fiduciary Rule ̶ No Further Delays - (Posted On Thursday, May 25, 2017) DOL Fiduciary Rule – What’s Next? - (Posted On Friday, February 17, 2017) Current Legal Analysis New York Appellate Court Denies Developer’s Landfill Odor Nuisance Claim in Metrose v. Waste Management as New Green Amendment Cases Await Decision by: Zackary D. Knaub , Jenna Rackerby DOJ’s Criminal Division Announces Pilot Program on Voluntary Self-Disclosure for Individuals by: Eoin P. Beirne , Nick A. LaPalme Noncompetes Gone! FTC Issues Final Rule Banning Noncompete Clauses Nationwide by: J. William Manuel , Anne R. Yuengert FTC Bans Non-Competes Throughout the United States – Legal Challenges Already Filed (US) by: Paul Erian Update für Kryptowerte-Dienstleister: Referentenentwurf zur Überführung nationaler Krypto-Regulierung in das MiCAR-Regime by: Renate Prinz , Frank Müller Upcoming Legal Education Events Jun 4 2024 FinTech and Securities Trading Platforms May 17 2024 Upon Further Review: A Look Back at the Last Year in the Third, Fourth, and D.C. Circuits May 15 2024 Capital Connect: Finance & Funding in Life Sciences May 14 2024 Harmonizing TSCA Consent Orders with OSHA HCS 2012 Print
