Financial Institutions & Banking

The Financial institutions and banking sectors are highly regulated in the US and throughout the world. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations. Both in the national and international realm, financial institutions are highly relied upon for financing, loans, and business deals. Because of this, the Federal Trade Commission, and agencies like the Federal Financial Institutions Examination Council (FFIEC) highly regulate the industry, and transactions that unfold on a daily basis.

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit, and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also highly covered on the site.

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

International banking and financial institutions news is also covered in the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Custom text Title Organization
Mar
21
2024
UK’s Financial Conduct Authority Publishes Business Plan Cadwalader, Wickersham & Taft LLP
Mar
21
2024
CFTC’s MRAC Tackles AI and Climate Change Cadwalader, Wickersham & Taft LLP
Mar
21
2024
Third Circuit Finds Statutory Trusts Are Subject to CFPB Jurisdiction Cadwalader, Wickersham & Taft LLP
Mar
21
2024
Connecticut Bill Calls for Office of Health Strategy to Develop a Plan Regarding Private Equity Firms in Health Care Epstein Becker & Green, P.C.
Mar
21
2024
Convergent Outsourcing Settles Data Breach Class Action for $2.45 Million Robinson & Cole LLP
Mar
21
2024
CMS Releases CY 2025 Advance Notice for Medicare Advantage and Part D McDermott Will & Emery
Mar
21
2024
FY2025 Budget Supports Biden Administration's Focus on Fairness in the Tax Code K&L Gates
Mar
21
2024
How To Protect Against Harmful SLGS This Spring Squire Patton Boggs (US) LLP
Mar
21
2024
SEC Settles Charges Against Investment Advisers for Misleading AI Claims Stark & Stark
Mar
21
2024
SFDR Annual Reporting Deadline Looms for Many Proskauer Rose LLP
Mar
21
2024
Australia: ASIC Issues New Legislative Instrument for Exchange Traded Funds K&L Gates
Mar
21
2024
Part 12: Amendments to Other CFTC Regulations to Account for Proposed Regulation §1.44 Blank Rome LLP
Mar
20
2024
NAPFM, AIMA, and MFA File Complaint Against SEC’s New Dealer Rule K&L Gates
Mar
20
2024
Part 11: Information and Disclosure Requirements in the Separate Account Context Blank Rome LLP
Mar
20
2024
Mega-Trends Impacting Municipal Market ArentFox Schiff LLP
Mar
20
2024
Update for Insolvency Practitioners on UK Companies House Filings Squire Patton Boggs (US) LLP
Mar
20
2024
Gold Dome Report - Committee Work Day 2 Nelson Mullins
Mar
19
2024
FINRA Facts and Trends: March 2024 Bracewell LLP
Mar
19
2024
What Every Multinational Company Should Know About … Export Controls and Economic Sanctions Red Flags (Anti-corruption Series Part II) Foley & Lardner LLP
Mar
19
2024
Top Ten Regulatory and Litigation Risks for Private Funds in 2024 Proskauer Rose LLP
Mar
19
2024
Part 10: Capital, Risk Management, and Segregation Calculations by FCMs Blank Rome LLP
Mar
19
2024
Tips to Avoid Common Retirement Plan Errors Varnum LLP
Mar
18
2024
Treasury Cries “Uncle” to Crypto Industry: Crypto Reporting Delayed Cadwalader, Wickersham & Taft LLP
Mar
18
2024
Part 9: The One Business Day Margin Call Requirement—Miscellaneous Considerations Blank Rome LLP
Mar
18
2024
Coordinated Agency Activities: FTC, DOJ, and HSS Launch Cross-Government Inquiry on Effect of Transactions in Health Care ArentFox Schiff LLP
Mar
18
2024
Essential Annual Actions for Start-up Boards Mintz
Mar
15
2024
CFPB Renews Push on “Junk Fees” with Closing Costs in its Sights Sheppard, Mullin, Richter & Hampton LLP
Mar
15
2024
Louisiana Becomes Latest State to Introduce Commercial Financing Disclosure Legislation Sheppard, Mullin, Richter & Hampton LLP
Mar
15
2024
Cash Control Event: Lender and Borrower Considerations Cadwalader, Wickersham & Taft LLP
Mar
15
2024
Proposed Minnesota House Bill HF 4206 Would Prohibit Ownership Interests, Operational/Financial Control of Health Care Providers by Private Equity and REITS Epstein Becker & Green, P.C.
Mar
15
2024
ELTIF 2.0 – European Commission Proposes Amendments to the ESMA Draft RTS Proskauer Rose LLP
Mar
15
2024
Part 8: The One Business Day Margin Call Requirement under CFTC Regulation §1.44 Blank Rome LLP
Mar
14
2024
Don’t Set It & Forget It: Keeping up Your Fiduciary Committee Jackson Lewis P.C.
Mar
14
2024
DOJ, HHS, and FTC Request Public Comment on Effects of Private Equity Transactions on Healthcare Providers Barnes & Thornburg LLP
Mar
14
2024
UK Law Commission Publishes Draft Digital Assets Bill and Call for Evidence on Digital Assets in Private International Law Katten
Mar
14
2024
Mum's the Word at California's Civil Rights Department Regarding Fair Investment Practices by Investment Advisers Law (AKA SB 54) Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
14
2024
Liquidity Management, Loan Origination and Credit Funds under AIFMD II Cadwalader, Wickersham & Taft LLP
Mar
14
2024
FinCEN AML Alert: SEC Investment Advisers Again in Focus Katten
Mar
14
2024
Ensuring Everything Is Above Board: CFTC Proposes Simplified Rules for SEF and DCM Governance, Independence and Mitigating Conflicts of Interest Katten
Mar
14
2024
Back to the Drawing-Board: The CFTC Re-Proposes Rules to Codify Letter 19-17 Katten
Mar
14
2024
Part 7: The Ordinary Course of Business and the Separate Account Election Blank Rome LLP
Mar
13
2024
Accountants’ Role in the Beneficial Ownership Reporting Requirement Under the Corporate Transparency Act Wilson Elser Moskowitz Edelman & Dicker LLP
Mar
13
2024
Stark Integrity Podcast: Importance of Documentation in Physician Financial Arrangements [Podcast] Nelson Mullins
Mar
13
2024
Nigeria | Expatriate Employment Levy Temporarily Suspended Berry Appleman & Leiden
Mar
13
2024
CFPB Unveils Final Rule Banning ‘Excessive’ Credit Card Late Fees Greenberg Traurig, LLP
Mar
13
2024
Europe: Why Are Firms Currently Focusing on Derivatives Post Trade Reporting? K&L Gates
Mar
13
2024
Arbitrator Awards Company $155M for Competitor’s Use of Its Confidential Information Proskauer Rose LLP
Mar
13
2024
Part 6: The Treatment of Separate Accounts—General Conditions Blank Rome LLP
Mar
12
2024
(mis)Conduct, Money & Reputation | Sarah Bates, The Eighth Day, Investment Nimbyism [PODCAST] Katten
Mar
12
2024
Compliance with the New York LLC Transparency Act Necessary for Many Mintz Clients Mintz
 

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