November 15, 2019

November 15, 2019

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November 14, 2019

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November 13, 2019

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CLA Corporations Committee Comments On Proposed Regulation S-K Changes

The Securities and Exchange Commission has proposed to modernize Regulation S-K Items 101, 103, and 105.  The comment period for this proposal closes today.  The Corporations Committee of the Business Law Section of the California Lawyers Association recently submitted this comment letter which responds to many of the SEC's specific requests for comment.  This is the Committee's second comment letter since the founding the CLA.  In March, the Committee submitted this response to the SEC's request for comments on earnings releases and quarterly reports. 

The CLA is a nonprofit, voluntary organization and the new home of the Sections of the State Bar of California and the California Young Lawyers Association.

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About this Author

Keith Paul Bishop, Corporate Transactions Lawyer, finance securities attorney, Allen Matkins Law Firm
Partner

Keith Paul Bishop is a partner in Allen Matkins' Corporate and Securities practice group, and works out of the Orange County office. He represents clients in a wide range of corporate transactions, including public and private securities offerings of debt and equity, mergers and acquisitions, proxy contests and tender offers, corporate governance matters and federal and state securities laws (including the Sarbanes-Oxley Act of 2002 and the Dodd-Frank Act), investment adviser, financial services regulation, and California administrative law. He regularly advises clients...

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