National Futures Association (NFA) Modifies EasyFile for Pool Annual Financial Statements

On February 10, National Futures Association (NFA) issued a notice to members describing minor changes to its EasyFile system for annual pool financial statement filings submitted by commodity pool operators (CPOs). Specifically, each CPO will now be required to submit a cover page as part of the pool financial statement and to include one additional balance (redemptions receivable from other funds) in the Pool Financial Balances section. These changes are effective for outstanding financial statements dated after November 29, 2014.

NFA Notice I-15-09, which includes a link to a PDF detailing the changes, is available here.