New FAQs Published Regarding the Post-Trade Name Give-Up Rule in CFTC Regulation 37.9(d)
Friday, November 6, 2020

The Commodity Futures Trading Commission has published certain FAQs prepared by the Division of Market Oversight (DMO) in response to questions from market participants on the post-trade name give-up rule prior to the November 1 compliance date. The new FAQs address certain aspects of compliance with the rule with respect to: “made available for trade” (MAT) swaps that are packaged with non-MAT swaps; voluntarily cleared non-MAT swaps; and swaps rejected by processing systems because the LEIs on either side of the trade are matching.

Further discussion of the new FAQs is available here.

 

 

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