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16 Apr |
CFTC Staff Issues Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19 |
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16 Apr |
CFTC Staff Provides Further Brexit-Related Relief |
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9 Apr |
CFTC Issues Customer Advisory on Trading Based on Information Communicated Online |
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2 Apr |
NFA Issues Notice Regarding Effective Date of NFA’s Swap Dealer Capital Requirements |
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2 Apr |
CFTC Staff Issues Guidance Regarding Risk Assessment of Customer Accounts for Futures Commission Merchants |
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19 Mar |
CFTC Acting Chairman Announces New Climate Risk Unit |
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12 Mar |
NFA Proposes Compliance Rule 2-50 and Related Interpretive Notice |
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5 Mar |
CFTC Announces 2021 Global Markets Advisory Committee Meeting |
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12 Feb |
NFA Publishes Series of Member Notices Related to Common Deficiencies and Other Regulatory Matters |
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12 Feb |
CFTC Announces Market Risk Advisory Committee Meeting February 23 |
