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31 Mar |
Between Bridges by Gary DeWaal: March 30, 2020 (Unregistered Digital Securities Offering; Risk Management Breakdown; COVID-19) |
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23 Mar |
Bridging the Week by Gary DeWaal: March 16 - 20 and March 23, 2020 (COVID-19) |
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9 Mar |
Bridging the Week by Gary DeWaal: March 2 - 6, and March 9, 2020 (COVID-19; Business Continuity Plans; Capping AML Surveillance Alerts) |
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2 Mar |
Bridging the Weeks by Gary DeWaal: February 17 to 28, and March 2, 2020 (Sanctioned Again; Spoofing; Denied Again; Bitcoin ETF) |
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17 Feb |
Bridging the Week by Gary DeWaal: February 10 to 14, and February 17, 2020 (Cryptoasset Trading Platforms; Manipulation and Contempt) |
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10 Feb |
Bridging the Week by Gary DeWaal: February 3 to 7, and February 10, 2020 (Potential Crypto Certainty; Market Disruption; ADRs; Block Trades) |
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7 Feb |
Bridging the Weeks by Gary DeWaal: December 23, 2019, to January 10, 2020, and January 13, 2020 (Examination Priorities; Slow Down, You Move Too Fast; Disruptive Trading) |
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6 Feb |
Bridging the Week by Gary DeWaal: January 13 to 17, and January 20, 2020 (Spoofing; Compliance Officer Fined and Banned; Security or Virtual Currency? |
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6 Feb |
Bridging the Week by Gary DeWaal: January 20 to 24 and January 27, 2020 (Position Limits Redux; Programmer Liability; Security or Virtual Currency) |
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4 Feb |
Bridging the Week by Gary DeWaal: January 27 to 31 and February 3, 2020 (More Hedge Exemptions; FCM Liability for Omnibus Client; Cybersecurity) |
