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7 Jan |
Bridging the Weeks by Gary DeWaal: December 17, 2018 – January 4, 2019, and January 7, 2019 (Examination Priorities; AML Fines; Effective Cybersecurity Practices) |
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17 Dec |
Bridging the Week by Gary DeWaal: December 10 - 14 and December 17, 2018 (Bitcoin; Ether; Blue Sheets; CPO Internal Controls; Disruptive Trading) |
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10 Dec |
Bridging the Week by Gary DeWaal: December 3 to 7 and December 10, 2018 (Smarter than Counterparties; Manipulation; Information Systems Security Programs) |
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3 Dec |
Bridging the Weeks by Gary DeWaal: November 19 - 30 and December 3, 2018 (Investment Profits; ICOs; Taxes by Bitcoin; Spoofing) |
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19 Nov |
Bridging the Week by Gary DeWaal: November 12 - 16 and November 19, 2018 (New Employee Orientation; Whistleblowing; ICOs and SEC Path Forward) |
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12 Nov |
Bridging the Week by Gary DeWaal: November 5 - 9 and November 12, 2018 (To Tell the Truth; Smart Contracts; Swaps Trade Execution Requirements) |
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5 Nov |
Bridging the Weeks by Gary DeWaal: October 22 to November 2 and November 5, 2018 (UK and HK Regulation of Cryptoassets; EFRPs; Order Routing Disclosures; EU CCP Overreach) |
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22 Oct |
Bridging the Week by Gary DeWaal: October 15 - 19 and October 22, 2018 (Bitcoin Fraud; Smart Contracts; Actual Delivery; Reg AT) |
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15 Oct |
Bridging the Weeks by Gary DeWaal: October 1 - 12 and October 15, 2018 (Self-Reporting Pays; Costly Cyber-Attack; No Systemic Threat by Crypto-Assets) |
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1 Oct |
Bridging the Week by Gary DeWaal: September 24 - 28 and October 1, 2018 (Manipulation; Insider Trading; What Is a Commodity?; Bitcoin; Cyber Intrusion) |
