Beth A. Black focuses her practice on a variety of financial services industry litigation and regulatory matters, as well as general commercial litigation. She has represented broker-dealers, commercial banks, investment banks, investment management firms, directors and officers, and public issuers and their management and employees in litigation, investigations and disciplinary proceedings initiated by the SEC, FINRA, FDIC, CBOE, CHX and state regulators. She has also conducted internal investigations of publicly traded domestic and foreign companies whose operations are in the United States and China. Additionally, Beth has represented brokerage firms and their management in various customer-initiated cases, employment cases, and injunction and arbitration proceedings.
Financial services litigation
Financial services regulatory
Corporate internal investigations
Articles in the National Law Review database by Beth A. Black