September 22, 2017

Brian J. Baltz

Brian J. Baltz concentrates his practice on matters affecting the regulation of broker-dealers and investment advisers under US federal securities laws. Before joining Morgan Lewis, Brian held multiple positions in the Division of Trading and Markets of the US Securities and Exchange Commission (SEC). Most recently, he was special counsel in the Office of Chief Counsel, where he focused on regulatory matters impacting broker-dealers and investment advisers.

Articles in the National Law Review database by Brian J. Baltz

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