Douglas W. HathawayAssociateGreenberg Traurig, LLPWebsitewww.gtlaw.com/enOrganization ProfileFull ProfileBlogwww.gtlaw.com/en/insightsConnectEmailTwitterLinkedIn312-456-8447 Professional Biography Douglas W. Hathaway is a member of the Corporate Practice in Greenberg Traurig’s Chicago office. More Legal and Business Bylines From Douglas W. Hathaway 2023 Report on FINRA’s Examination and Risk Monitoring Program - (Posted On Tuesday, February 07, 2023) SEC Announces 2022 Examination Priorities - (Posted On Thursday, May 05, 2022) 2022 Report on FINRA’s Examination and Risk Monitoring Program - (Posted On Thursday, February 24, 2022) SEC Issues Risk Alert Regarding Registered Investment Companies - (Posted On Wednesday, November 03, 2021) Report on FINRA’s 2021 Examination and Risk Monitoring Program - (Posted On Thursday, February 18, 2021) Current Legal Analysis Regulatory Update and Recent SEC Actions April 2024 by: Thomas R. Westle Justice Department has Opportunity to Revolutionize its Enforcement Efforts with Whistleblower Program by: Stephen M. Kohn PTO Cash-Outs and Constructive Receipt by: Al Ward , Kirsten L. Vignec Business Taxation of Hedging Transactions Part III: Identification Requirements and Aggregate Hedging by: Andie Kramer Misapplication of Complete Auto by: Nicole L. Johnson Upcoming Legal Education Events Jun 4 2024 FinTech and Securities Trading Platforms May 15 2024 Capital Connect: Finance & Funding in Life Sciences May 14 2024 Harmonizing TSCA Consent Orders with OSHA HCS 2012 May 7 2024 FinTech and Employment Law Print