Erica L. Zong Evenson’s practice focuses on investment company and investment adviser regulatory and compliance-related issues. She counsels on forming, registering, and ongoing regulation of investment companies, including active and passive exchange-traded investment companies. Additionally, she assists clients in multiple capacities regarding closed-end funds, including preparing shelf offering filings for review by the US Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority, and various exchanges. Erica also provides ongoing advice regarding various regulatory compliance and securities law issues.
Erica previously served in the SEC’s Office of Compliance Inspections and Examinations as part of the agency’s 2009 and 2010 Summer Honors Internship Programs.
Articles in the National Law Review database by Erica L Zong-Evenson