September 23, 2020

Volume X, Number 267

Erin Ardale Koeppel

Erin Koeppel is an experienced government enforcement lawyer who defends financial services clients and other companies and individuals in government investigations, regulatory or private litigation and corporate internal investigations. Ms. Koeppel regularly represents broker-dealers, investment advisers, investment companies, public companies, boards of directors, corporate officers, accountants and other individuals in governmental investigations and enforcement proceedings brought by the U.S. Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), the U.S. Department of Justice (DOJ), the Federal Deposit Insurance Corporation (FDIC) and other federal and state government agencies.  She also has extensive experience handling complex securities and financial services litigation, including class actions, derivative lawsuits and securities arbitrations.

Articles in the National Law Review database by Erin Ardale Koeppel

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