Ken Juster is a partner in the investment management group, resident in the Boston office. He advises clients on all aspects of compliance with federal and state laws and regulations and SRO regulations applicable to broker-dealers, investment advisers, alternative trading systems, and securities trading and funding platforms.
Mr. Juster’s practice is focused in the following areas:
Broker Dealer Regulation
Broker and Adviser “Status” Issues
Securities Trading and Funding Platforms
Mergers and Acquisitions of Regulated Entities
Marketing and Product Distribution
Articles in the National Law Review database by Kenneth G. Juster