February 18, 2019

Nicholas Wedland

Nicholas A.J. Wendland represents and advises financial institutions in navigating securities, commodities and exchange regulations. Drawing on his extensive experience at FINRA and the New York Stock Exchange (NYSE), as well as in private practice, Nicholas assists his clients in understanding and complying with securities and commodities laws, as well as regulations and rules set by self-regulatory organizations. Nicholas’ in-depth understanding of complex financial products, global regulations, and the business and operation requirements of his clients allows him to develop successful and creative solutions while providing concrete, practical guidance.

Nicholas has provided guidance for business and trading activities worldwide, and has developed, implemented and maintained global processes and procedures designed to ensure legal and regulatory compliance for business lines in cash equities, options, futures, fixed income, foreign exchange, and swaps in numerous jurisdictions and markets. Nicholas also has significant derivatives and broker-dealer experience.

Articles in the National Law Review database by Nicholas Wedland


Upcoming Legal Education Events

Thursday, February 21, 2019
Tuesday, February 26, 2019
Wednesday, February 27, 2019
Wednesday, February 27, 2019
Wednesday, February 27, 2019
Wednesday, February 27, 2019
Thursday, February 28, 2019
Wednesday, October 23, 2019