Ross Pazzol’s practice encompasses a broad range of financial services matters. He focuses primarily on the regulation of broker-dealers, futures commission merchants, investment companies and hedge funds, clearinghouses and investment advisers.
Ross has significant experience in all aspects of exchange-traded and over-the-counter derivatives transactions as well as securities financing and lending arrangements, and assists clients in understanding the documentation issues and regulatory and credit considerations that arise in connection with these transactions. He also represents hedge funds, commodity pools and proprietary trading firms in a wide variety of corporate and regulatory matters, and advises financial services firms on mergers and acquisitions, private securities offerings and general employment matters.
Articles in the National Law Review database by Ross Pazzol