Steve Topetzes is a partner in the Washington, D.C. office. His practice centers on the defense of financial services clients and other companies or individuals with respect to government investigations, regulatory or private litigation and corporate internal investigations. He represents public companies, boards of directors, banks, broker-dealers, investment advisers, investment companies, underwriters and individuals in investigations or examinations by the United States Securities and Exchange Commission (SEC), the United States Department of Justice (DOJ), the Financial Industry Regulatory Authority (FINRA), the United States Department of Housing and Urban Development (HUD), the Consumer Financial Protection Bureau (CFPB), federal banking regulators and state securities regulators or attorneys general. He also has extensive experience handling complex litigation, regulatory enforcement proceedings, class action lawsuits, mutual fund excessive fee litigation and arbitrations.
Articles in the National Law Review database by Stephen G. Topetzes