Financial, Securities & Banking

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

National Law Review Financial Regulation and Banking Law TwitterFor hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Securities, SEC, & Financial Institution Law News

Title
Custom text Organization
Mar
21
2024
Alabama Loses Interest Addback Attack, Yet Again Blank Rome LLP
Mar
21
2024
New York LLC Transparency Act Update Goulston & Storrs
Mar
21
2024
U.S. District Court: The Corporate Transparency Act is Unconstitutional…for Some Businesses Dinsmore & Shohl LLP
Mar
21
2024
Microsoft Prevails in California Dispute on Inclusion of Gross Foreign Dividends in Apportionment Formula Blank Rome LLP
Mar
21
2024
District Court Subpoena Power Plays “Supporting Role” to PTO Rules McDermott Will & Emery
Mar
21
2024
AI Notetakers – Evaluating the Risks Along with the Benefits Jackson Lewis P.C.
Mar
21
2024
How Will The Secretary Of State Know A Corporation's Purpose? Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
20
2024
To 457(b) or Not to 457(b): Five Rules You Must Follow to Keep Your 457(b) Plan Compliant Foley & Lardner LLP
Mar
20
2024
EnforceMintz — False Claims Act Statistical Year In Review Mintz
Mar
20
2024
ESG: How Data Privacy Relates to Good Governance Practices [Podcast] Jackson Lewis P.C.
Mar
20
2024
Leaving on a Jet Plane: Increased IRS Scrutiny on Use of Corporate Aircraft Miller Canfield
Mar
20
2024
Update for Insolvency Practitioners on UK Companies House Filings Squire Patton Boggs (US) LLP
Mar
20
2024
Does Bill Authorizing the Secretary of State to Cancel Corporations Have an Illegitimate Purpose? Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
19
2024
FTC and DOJ Signal Greatly Increased Scrutiny of Private Equity Firms’ Acquisitions in Health Care Polsinelli PC
Mar
19
2024
Weather & Climate Risk Management Part II: Weather Risk Management Products ASKramer Law
Mar
19
2024
South Carolina Legislature Reinforces Separate Reporting Regime, Slapping Department on the Wrist Jones Walker LLP
Mar
19
2024
Mind Your Audience: Disclosure of Confidential Information to AI Programs Can Give Rise to Trade Secret Misappropriation Claims Sheppard, Mullin, Richter & Hampton LLP
Mar
19
2024
Are D&O Premiums Less For Nevada Corporations? Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
19
2024
Motion to Strike Damages Expert Leads to Denial of Class Certification Foley & Lardner LLP
Mar
19
2024
Trade Secret Cases on the Rise Barnes & Thornburg LLP
Mar
18
2024
New Mexico Trial Court Upholds Admissibility of Diffusion Tensor Imaging (DTI) Stark & Stark
Mar
18
2024
Cadwalader Climate (March 18, 2024) Cadwalader, Wickersham & Taft LLP
Mar
18
2024
DOJ Announces it is Designing a Whistleblower Rewards Program Mintz
Mar
18
2024
Companies House Reforms Begin to Bite on 4 March 2024 Katten
Mar
18
2024
Second Circuit: Whistleblower Must Adequately Allege Willfulness to Assert FCA Claims Based on AKS Violations ArentFox Schiff LLP
Mar
18
2024
DOJ Continues Focus on Corporate Crime with New Whistleblower Program ArentFox Schiff LLP
Mar
18
2024
Essential Annual Actions for Start-up Boards Mintz
Mar
18
2024
The Corporate Transparency Act: What is Self-Authentication Regarding Beneficial Ownership Information? Norris McLaughlin P.A.
 

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