January 24, 2022

Volume XII, Number 24

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Terry R. Weiss

With nearly 30 years of practical experience, Terry R. Weiss focuses his practice on representing the securities industry in the full range of legal disputes. In that capacity, he represents broker-dealers, investment advisors, prime brokers and securities industry professionals in regulatory and enforcement matters, civil litigation and arbitrations and internal investigations.

Terry has served as lead counsel in more than 100 cases that have been tried. He and his team are experienced in taking cases through trial and being brought into existing cases to partner with counsel when settlement efforts have failed and there is a renewed expectation that the case is going to go forward toward trial or arbitration. An important part of his practice includes the defense of enforcement matters before the various securities industry regulators, including the SEC, FINRA and the various states. Terry is also called upon to lead internal investigations that are often linked to enforcement matters or litigations.

Concentrations

  • Securities enforcement

  • Securities litigation and arbitration

  • Broker-dealer

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Articles in the National Law Review database by Terry R. Weiss

Pages

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