February 2, 2023

Volume XIII, Number 33

Thomas S. Harman

Thomas S. Harman represents investment advisers (both publicly and privately held), mutual funds, closed-end funds business development companies, and private investment funds. In so doing, he advises them on a variety of legal and compliance issues. Tom represents the board of directors of several fund families. He also advises issuers with respect to the availability of exemption from the Investment Company Act of 1940.

Articles in the National Law Review database by Thomas S. Harman

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