September 29, 2022

Volume XII, Number 272

Trina L. Glass

Trina L. Glass is a Shareholder and member of Stark & Stark’s Investment Management & Securities Group. Ms. Glass’ legal practice is devoted to supporting the regulatory and compliance requirements of financial institutions, specializing in securities filings, regulatory analysis, investigations, books and records requirements, regulatory inquiries and exams, risk mitigation, privacy, industry advocacy, advising on written supervisory and compliance policies, and other procedural matters related to broker-dealers, investment advisors, and investment companies.

Prior to joining Stark & Stark, Ms. Glass gained extensive experience as Regulatory Compliance Counsel to a leading global clearing firm, asset management firms, and two AMLaw 200 law firms; responsible for tracking and managing the firms’ awareness, interpretation, advocacy, response and implementation of changing regulation. Ms. Glass also managed a global regulatory compliance team that led efforts in designing and implementing regulatory intelligence platforms, ensuring a sufficient enterprise-wide supervisory structure and oversight program, while assessing GDPR readiness and other legal and regulatory enterprise risks.

Trina Glass received her law degree from Rutgers Law School in Newark, New Jersey. During her time at Rutgers, Ms. Glass worked as a Teaching Associate for the Legal Research and Writing course and a Student Attorney in the Rutgers Newark Law School Community and Transactional Lawyering Clinic.

Articles in the National Law Review database by Trina L. Glass