April 18, 2019

Vincent Lewis

Vincent Lewis advises on transactional matters and regulatory issues arising under U.S. federal securities law. He represents SEC-registered investment companies, including mutual funds, closed-end funds, exchange-traded funds (ETFs), and independent board members as well as registered investment advisers. He also advises closed-end funds regarding initial public offerings, preferred share offerings, and private offerings. Vincent drafts prospectuses, offering memoranda, compliance procedures, proxies, and third-party service contracts pertaining to investment funds.

Concentrations

  • Investment Company Act of 1940
  • Investment Advisers Act of 1940
  • Securities Exchange Act of 1934
  • Securities Act of 1933
  • Mutual fund regulatory filings
  • Money market funds

Credentials

Education

  • J.D., Vanderbilt University Law School, 2015
    • Certificate of Specialization in Law & Business
  • B.S., University of Illinois at Urbana-Champaign, 2011

Admissions

  • Illinois

Languages

  • Portuguese, Fluent
  • Spanish, Conversational

Articles in the National Law Review database by Vincent Lewis

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Upcoming Legal Education Events

Wednesday, April 24, 2019 to Thursday, April 25, 2019
Friday, April 26, 2019
Tuesday, April 30, 2019
Wednesday, October 23, 2019