October 16, 2019

Vincent Lewis

Vincent Lewis advises on transactional matters and regulatory issues arising under U.S. federal securities law. He represents SEC-registered investment companies, including mutual funds, closed-end funds, exchange-traded funds (ETFs), and independent board members as well as registered investment advisers. He also advises closed-end funds regarding initial public offerings, preferred share offerings, and private offerings. Vincent drafts prospectuses, offering memoranda, compliance procedures, proxies, and third-party service contracts pertaining to investment funds.

Concentrations

  • Investment Company Act of 1940
  • Investment Advisers Act of 1940
  • Securities Exchange Act of 1934
  • Securities Act of 1933
  • Mutual fund regulatory filings
  • Money market funds

Credentials

Education

  • J.D., Vanderbilt University Law School, 2015
    • Certificate of Specialization in Law & Business
  • B.S., University of Illinois at Urbana-Champaign, 2011

Admissions

  • Illinois

Languages

  • Portuguese, Fluent
  • Spanish, Conversational

Articles in the National Law Review database by Vincent Lewis

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Upcoming Legal Education Events

Thursday, October 17, 2019
Wednesday, October 23, 2019
Wednesday, October 30, 2019
Wednesday, November 6, 2019
Tuesday, November 12, 2019
Wednesday, November 13, 2019
Wednesday, December 11, 2019