January 27, 2021

Volume XI, Number 27

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William P. Wade

William Wade, KL Gates Law Firm, Financial Investment Attorney

William P. Wade
K&L Gates
Of Counsel
310-552-5071
Website
www.klgates.com
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Professional Biography:

Mr. Wade concentrates his practice in investment management, ERISA, fiduciary, regulatory, and related securities and tax matters for financial institutions.

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Articles in the National Law Review database by William P. Wade

SEC Enforcement Action Cites Bank for Operating Collective Investment Funds as Unregistered Investment Companies: Key Takeaways for Banks and Advisers (Posted On Friday, November 20, 2020)
DOL Issues Proposed Rule on ESG Investing for ERISA Plans Part 2: Implications for Plan Sponsors and Investment Managers (Posted On Tuesday, July 28, 2020)
Private Equity in 401(k) Plans – A Trillion Dollar Opportunity? (Posted On Wednesday, June 17, 2020)
Fiduciary Rule ̶ No Further Delays (Posted On Thursday, May 25, 2017)
DOL Fiduciary Rule – What’s Next? (Posted On Friday, February 17, 2017)

LATEST LEGAL NEWS & ANALYSIS

Weekly IRS Roundup January 18 – January 22, 2021

By

McDermott Will & Emery

Biden Administration Proposes Raising Minimum Wage for Federal Employees and Contractors

By

Epstein Becker & Green, P.C.

Unexpected Surprise?: Appellant In Lindebaum Files Opening Brief–And It May Be Bad News for Collectors of Government-Backed Debt

By

Squire Patton Boggs (US) LLP

FDA Places All Alcohol-Based Hand Sanitizers from Mexico on Import Alert

By

Keller and Heckman LLP

Court Holds That Allegations Related To A Trustee’s Filing Of Suit Did Fall Under The Protection Of The Texas Citizens Participation Act, That A Trustee’s Actions To Modify Administrative Terms Did Not Trigger An In Terrorem Clause, But That Other Actions

By

SEC Enforcement Victory in its Efforts to Police Cannabis Industry Investments

By

Executive Order on COVID-19—Vague Regarding MSHA

By

Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

JUST OUT: Federal Court Grants Preliminary Approval of Litigation Settlement Involving Alleged Unauthorized Disclosure of Driver Information

By

Squire Patton Boggs (US) LLP

DOL Begins Withdrawal of Trump-Era Opinion Letters

By

Proskauer Rose LLP

I Can't Explain The "Good Will" But California's Business & Professions Code Does

By

Allen Matkins Leck Gamble Mallory & Natsis LLP

TRENDING LEGAL ANALYSIS

Weekly IRS Roundup January 18 – January 22, 2021

By

McDermott Will & Emery

Biden Administration Proposes Raising Minimum Wage for Federal Employees and Contractors

By

Epstein Becker & Green, P.C.

Unexpected Surprise?: Appellant In Lindebaum Files Opening Brief–And It May Be Bad News for Collectors of Government-Backed Debt

By

Squire Patton Boggs (US) LLP

FDA Places All Alcohol-Based Hand Sanitizers from Mexico on Import Alert

By

Keller and Heckman LLP

Court Holds That Allegations Related To A Trustee’s Filing Of Suit Did Fall Under The Protection Of The Texas Citizens Participation Act, That A Trustee’s Actions To Modify Administrative Terms Did Not Trigger An In Terrorem Clause, But That Other Actions

By

SEC Enforcement Victory in its Efforts to Police Cannabis Industry Investments

By

Executive Order on COVID-19—Vague Regarding MSHA

By

Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

JUST OUT: Federal Court Grants Preliminary Approval of Litigation Settlement Involving Alleged Unauthorized Disclosure of Driver Information

By

Squire Patton Boggs (US) LLP

DOL Begins Withdrawal of Trump-Era Opinion Letters

By

Proskauer Rose LLP

I Can't Explain The "Good Will" But California's Business & Professions Code Does

By

Allen Matkins Leck Gamble Mallory & Natsis LLP

You Can Run But You Can’t Hide: The Corporate Transparency Act

By

Cadwalader, Wickersham & Taft LLP

Health, Environment, and Justice Organizations Seek Clarification from ECHA on Nano and Biocidal-Treated Products

By

Bergeson & Campbell, P.C.

Bankruptcy Court Discussed The Fiduciary Duties Owed To A Limited Liability Company And Its Creditors By Its Manager

By

“State” of Telehealth Series: Arizona

By

Sheppard, Mullin, Richter & Hampton LLP

New Stark Law and AKS Final Rules at Risk of Delay or Replacement Due to GAO Finding of Technical Deficiency and Biden Administration’s Regulatory Hold Memo

By

Biden Names Peter Ohr NLRB Acting General Counsel

By

Jackson Lewis P.C.

Recent Federal Cases in the N.D. Ohio Split on COVID-19 Business Interruption Insurance Coverage

By

Dinsmore & Shohl LLP

APEC Endorses the First U.S. Non-Profit Accountability Agent

By

Hunton Andrews Kurth

Department of Justice Brings First-Ever Criminal Charges for Alleged Anticompetitive Conduct in Labor Markets

By

EU-UK Trade and Cooperation Agreement Provides a Grace Period for Free Flow of Personal Data

By

Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

Upcoming Legal Education Events

Polsinelli’s 2020 Fraud & Abuse Year in Review [WEBINAR]

Wednesday, January 27, 2021

The Realities of Virtual Litigation [WEBINAR]

Wednesday, January 27, 2021

Antitrust in a Streaming World: The Influence of Competition Law on Music, Film and the Entertainment Industry

Wednesday, January 27, 2021

2021 Japan Seminar Session 5: Advances in International Data Privacy and Cybersecurity

Thursday, January 28, 2021