February 29, 2020

Xiomara Corral

Xiomara Corral is counsel in the investment management group of the Boston office. Ms. Corral has extensive experience advising broker-dealers regarding the applicability of federal and state securities laws and the rules of self-regulatory organizations to their business activities, inspections, examinations and enforcement-related inquiries by SROs and the SEC, negotiating distribution and revenue sharing agreements and designing and implementing supervisory systems and policies and procedures.

Articles in the National Law Review database by Xiomara Corral

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