Yoon Y. Choo

Yoon Y. Choo, KL Gates, Corporate compliance lawyer, transactional matters attorney
Of Counsel
Organization Profile
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202-778-9340
Professional Biography

Ms. Choo advises open-end and closed-end investment companies on registration, regulation, compliance, and transactional matters. Her experience includes:

  • Advising on day-to-day compliance, regulatory, and disclosure issues;

  • Negotiating the resolution of SEC staff comments regarding registration statements, proxy statements, and no-action requests;

  • Advising clients and preparing registration statements and proxy materials in connection with initial offerings, reorganizations, rights offerings, and other corporate actions;

  • Responding to regulatory inquiries and issues raised by the SEC staff during examinations;

  • Reviewing compliance programs;

  • Advising on fund governance matters; and

  • Preparing materials for, and attending meetings of, investment company boards.

  • Latest Legal and Business Bylines From Yoon Y. Choo

 

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