2015: BURNING ISSUES AT THE SEC

Hosted by Morgan, Lewis & Bockius LLP

Location, or Event type: 101 Park Avenue Conference Room D1, 2 & 3 New York, NY 10178

2015: BURNING ISSUES AT THE SEC

, Hosted By Morgan, Lewis & Bockius LLP


Tuesday, September 29, 2015 - 11:00 AM


Please join us for a panel discussion 
that will examine the law enforcement
pivot at the SEC, the Broker-Dealer 
Task Force, and the fiduciary duty 
rule for broker-dealers.

This program will be of most value to 
in-house counsel and senior executives
with a strategic compliance role.

 

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