May 23, 2019

Bank Examination and Appeal

This webinar will primarily focus on the bank examination process employed by the OCC, FDIC and Federal Reserve in connection with their review of banks’ safety and soundness and compliance with law, as well as the process for appealing any adverse material supervisory determination made by the agency during the course of the exam. We will also discuss the CFPB’s process for examination of compliance with consumer protection laws by larger financial institutions and other market participants. 

In this webinar, we will discuss:

  • Factors considered by the banking agencies in regulatory and compliance examinations

  • The CAMELS and compliance rating systems

  • The process for appeal of adverse examination determinations by the OCC, FDIC and Federal Reserve

  • The CFPB examination process

  • Proposed changes in the process for appealing material supervisory determinations

Event Location: