January 25, 2021

Volume XI, Number 25

The Bottom Line: A Look Forward – Regulatory & Enforcement Update [WEBINAR]

Proskauer partners Joshua Newville, Sam Waldon  and Don Melamed, will be joined by Ryan VanGrack, Senior Deputy General Counsel at advisory firm Citadel, in an interactive discussion contemplating trends and changes on the horizon as we usher in a new administration and a new year. 

Topics will include:

  • What to expect from the new administration’s SEC Enforcement program 
  • Recent trends in private fund enforcement: 
    • Expense allocation 
    • Advertising 
    • MNPI controls 
    • Other various timely issues
  • Steps to take when contacted by the SEC