February 18, 2020

ETF Formation and Operation: New SEC Exchange-Traded Fund Rule

Please join us for a webinar discussing the ETF Formation and Operation, presented by Investment Services Shareholder Tom Conner.

Mr. Conner will join a panel of specialists who will examine new Rule 6c-11 regarding the registration and operation of exchange-traded funds (ETFs). The panel will discuss what has changed with regard to exemptive orders, what constitutes an “Eligible ETF,” requirements with regard to disclosure, reporting, and transparency for ETFs going forward, and what previously exempted ETFs must do now to comply. Learn more and register for CLE credit.

Event Location: