ETF Think Tank

Hosted by K&L Gates

Location, or Event type: Online

ETF Think Tank

Webinar, Hosted By K&L Gates


Thursday, March 9, 2017 - 4:00 AM


Join us for an opportunity to brainstorm and collaborate with ETF industry leaders on lessons learned from their experience in the ETF industry and insights on future developments, including non-transparent active ETFs. This program is sponsored by K&L Gates and is free to attend, but space will be limited to the first 100 people. Additional participants are invited to join via a live webinar.

Agenda topics will include:

  • A Crash Course in Launching An ETF: Choosing service providers, refining your strategy, and trends and innovations in product and index development.

  • Hot Legal Topics: How the “Fiduciary Rule” will affect (and potentially benefit) ETFs and the ETF-unique aspects of the SEC’s new liquidity and reporting rules.

  • Porting Performance: Put your past performance to work for your new ETF.

  • Hot Business Topics: The business case for and regulatory issues presented by non-transparent active ETFs, custom baskets and the like.

  • Compliance and Enforcement: Designing an ETF compliance program and lessons from recent SEC and FINRA enforcement actions.

  • Board Oversight of ETFs: Current ETF trustees and trustee counsel highlight ETF-specific board reports and considerations.

  • Distribution: Lessons learned by ETF distribution veterans (what they would -- and wouldn’t -- have done differently), as well as current ETF distribution and marketing trends.

 

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