SEC Enforcement Expected to Surge on COVID Volatility
Hosted by Polsinelli PC
Location, or Event type:
SEC Enforcement Expected to Surge on COVID Volatility
Webinar, Hosted By Polsinelli PC
Wednesday, May 20, 2020 - 7:00 AM
Join Polsinelli’s Government Investigations Practice and FinTech and Regulation Practice for a webinar on the coming SEC investigations and enforcement actions and DOJ prosecutions. This webinar will discuss the key issues created by COVID volatility for public companies, broker-dealers and investment advisers, and how to respond to the SEC and DOJ when those agencies investigate. COVID has and will continue to reveal problems that predate the pandemic.