SEC Enforcement Expected to Surge on COVID Volatility

Hosted by Polsinelli PC

Location, or Event type:

SEC Enforcement Expected to Surge on COVID Volatility

Webinar, Hosted By Polsinelli PC


Wednesday, May 20, 2020 - 7:00 AM


Join Polsinelli’s Government Investigations Practice and FinTech and Regulation Practice for a webinar on the coming SEC investigations and enforcement actions and DOJ prosecutions. This webinar will discuss the key issues created by COVID volatility for public companies, broker-dealers and investment advisers, and how to respond to the SEC and DOJ when those agencies investigate. COVID has and will continue to reveal problems that predate the pandemic.

 

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