December 3, 2021

Volume XI, Number 337

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December 02, 2021

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December 01, 2021

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November 30, 2021

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
1
Dec
Employee Whistleblower Protections Expanded Under New York Labor Law Section 740 Jackson Lewis P.C.
1
Dec
PATENT 101: Key Considerations and Activities for Establishing a Patent Program (Part 2 of 3) Mintz
1
Dec
Illegal Deal? Ninth Circuit Rejects Attempt to Revive No-Poaching Claims Sheppard, Mullin, Richter & Hampton LLP
1
Dec
SEC Releases FY 2021 Whistleblower Program Annual Report Proskauer Rose LLP
1
Dec
ARRC Issues Addendum Addressing SOFR in ABS Products Cadwalader, Wickersham & Taft LLP
1
Dec
Treasury Secretary and Fed Chair Testify on Post-Pandemic Recovery Cadwalader, Wickersham & Taft LLP
1
Dec
A Reminder of Minimum Wage Increases Coming in the New Year Jackson Lewis P.C.
1
Dec
When a European Union data subject transmits data directly to a US company, is an adequacy measure required? Greenberg Traurig, LLP
1
Dec
The Corporate Transparency Act Steptoe & Johnson PLLC
1
Dec
OCC Chief Counsel Clarifies Bank Authority to Engage in Crypto Sheppard, Mullin, Richter & Hampton LLP
1
Dec
SEC Announces FY2021 Results With 7 Percent Increase in New Enforcement Actions Barnes & Thornburg LLP
1
Dec
Same As It Ever Was: FDA Reiterates That CBD Cannot Be Included in Food or Dietary Supplements Bradley Arant Boult Cummings LLP
1
Dec
DC Enacts (Another) COVID-19 Emergency Leave Law Proskauer Rose LLP
1
Dec
The FCA Perimeter Report 2020/21 – Key Points for Firms Squire Patton Boggs (US) LLP
1
Dec
Patent Owner Loses Everything at PTAB Finnegan
1
Dec
US Federal Banking Regulators Release Joint Statement on ‘Crypto-Asset Policy Sprint Initiative’ Greenberg Traurig, LLP
1
Dec
“Sustainable” Companies Face Increased Pressure to Justify the Sustainability Label Amid Investor Challenges and Demands for Greater Risk Assessment and Disclosure Cadwalader, Wickersham & Taft LLP
1
Dec
Delta-9 THC Products from Hemp Are a Risk Not Worth Taking Wilson Elser Moskowitz Edelman & Dicker LLP
1
Dec
Secretary Of State Argues SB 826 Does Not Require An Impermissible Quota Allen Matkins Leck Gamble Mallory & Natsis LLP
1
Dec
India’s New Labor Codes: Comparison of Employee v. Worker Nishith Desai Associates

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