July 13, 2020

Volume X, Number 195

July 13, 2020

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July 10, 2020

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

Date Title Organization
25
Jun
To File Or Not To File Under Rule 260.103? Allen Matkins Leck Gamble Mallory & Natsis LLP
25
Jun
Supreme Court Limits SEC’s Authority to Disgorge Ill-Gotten Gains in Civil Suits Sheppard, Mullin, Richter & Hampton LLP
24
Jun
U.S. Supreme Court Confirms SEC’s Right To Seek Disgorgement Under Securities Exchange Act Barnes & Thornburg LLP
24
Jun
New Ways of Notarization During the COVID Pandemic Squire Patton Boggs (US) LLP
24
Jun
European Financing Dynamics In The Second Half Of 2020 McDermott Will & Emery
24
Jun
UK Government Proposes Increased Powers for the FCA over the LIBOR Wind-Down Process Cadwalader, Wickersham & Taft LLP
24
Jun
UPDATE: SEC Extends Relief for In-Person Meetings of Fund Boards Through December 31, 2020 Proskauer Rose LLP
24
Jun
Confusion in Bankruptcy Courts Regarding Debtor Eligibility for PPP Loans Varnum LLP
24
Jun
Supreme Court Recognizes, Limits SEC’s Disgorgement Power Foley & Lardner LLP
24
Jun
SBA Updated Interim Final Rule Polsinelli PC
24
Jun
Calendar Fiscal Year Companies, It Is Time To Calculate Public Float — Remember Recent SEC Amendments to Definitions of Accelerated Filer and Large Accelerated Filer Jones Walker LLP
24
Jun
Chancery Court Reaffirms Delaware Policy of Broad Section 220 Stockholder Inspection Rights K&L Gates
24
Jun
IRS Provides Additional Guidance on CARES Act Retirement Plan Distributions and Loans Robinson & Cole LLP
24
Jun
Marketplace Lending #8: Colorado Scores in Madden 2020 Cadwalader, Wickersham & Taft LLP
24
Jun
Taxation of Virtual Currency Staking Activities McDermott Will & Emery
24
Jun
Taxation of Virtual Currency Mining Activities McDermott Will & Emery
24
Jun
Can Virtual Currency Traders Elect into Special Rules that Allow Current Deductions for Trading Losses? McDermott Will & Emery
24
Jun
Strides in Anti-Corruption Efforts Are Rewarded in Ukraine Kohn, Kohn & Colapinto
24
Jun
Liu v. SEC: The Supreme Court Limits the SEC’s Disgorgement Power and Sets the Stage for Future Legal Battles K&L Gates
24
Jun
Disgorgement’s Role in SEC Enforcement Actions: An Analysis of the Supreme Court’s Decision in Liu v. SEC Cadwalader, Wickersham & Taft LLP

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