December 3, 2020

Volume X, Number 338

Advertisement

December 03, 2020

Subscribe to Latest Legal News and Analysis

December 02, 2020

Subscribe to Latest Legal News and Analysis

December 01, 2020

Subscribe to Latest Legal News and Analysis

Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

Date Title Organization
15
Jun
Employers Cannot Bring Unjust Enrichment Claim For Unearned Pay Where Payments Are Governed By An Employment Contract Sheppard, Mullin, Richter & Hampton LLP
14
Jun
The State of Play: Intercreditor Terms for Second Lien Loans Vedder Price
14
Jun
IKEA’s Way to Eternal Life: A Deconstruction of the Furniture Giant’s International Tax Practices Santa Clara University School of Law
13
Jun
Financial Reform This Week: Derivatives Market Jittery about Missed Deadlines Center for Public Integrity
12
Jun
Missouri Governor Expected to Sign Bill Creating Cooperative Associations Armstrong Teasdale
12
Jun
California Court of Appeal Holds That State Courts Have Jurisdiction Over Securities Act Class Actions Unless the Action Is a "Covered Class Action" and Involves a "Covered Security" Under SLUSA Sheppard, Mullin, Richter & Hampton LLP
11
Jun
Delaware Chancery Court Considers Whether a Reverse Triangular Merger Constitutes an Assignment by Operation of Law Sheppard, Mullin, Richter & Hampton LLP
10
Jun
Reform Reading: Fed Wants to Expand Stress Testing to 35 Big U.S. banks Center for Public Integrity
10
Jun
California Court of Appeal Interprets "Controlling Person" Liability Under State and Federal Securities Laws Sheppard, Mullin, Richter & Hampton LLP
10
Jun
Credit Union Study of Swipe Costs Adds Confusion to Debit Fee Battle Center for Public Integrity
9
Jun
Supreme Court Unanimously Rejects Fifth Circuit’s Loss Causation Standard Hunton Andrews Kurth
9
Jun
Beneficiaries Preparing For Force Majeure: What Rules Govern Your LCS? Dinsmore & Shohl LLP
9
Jun
Time Running Out on Retail Currency Business for SEC-Registered Broker-Dealers Morgan, Lewis & Bockius LLP
8
Jun
U.S. Supreme Court: Investors Can Seek Class Action Status Without Proving Loss Causation Morgan, Lewis & Bockius LLP
8
Jun
One Reason the SEC Can’t Regulate Wall Street Risk and Insurance Management Society, Inc. (RIMS)
8
Jun
Top 10 Tips to Consider in a Cross-Border M&A Dinsmore & Shohl LLP
8
Jun
ARB Ruling Takes Broad View of Scope of Protected Activity Under SOX Morgan, Lewis & Bockius LLP
7
Jun
Judge Throws Out Tech Executive's Whistleblower Claim Against Bank of America Center for Public Integrity
7
Jun
Preparing for the U.K. Bribery Act How Written Policies May Limit Liability Dinsmore & Shohl LLP
6
Jun
Five Quick Facts About ATA Carnets Dinsmore & Shohl LLP

Pages

Advertisement
Advertisement

TRENDING LEGAL ANALYSIS

Upcoming Legal Education Events

Tuesday, December 8, 2020
Wednesday, December 9, 2020
Wednesday, December 9, 2020
Wednesday, December 9, 2020
Thursday, December 10, 2020
Thursday, December 10, 2020
Thursday, December 17, 2020
Advertisement