Financial, Securities & Banking

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

National Law Review Financial Regulation and Banking Law TwitterFor hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Securities, SEC, & Financial Institution Law News

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Competition Law "Leaves its Studs In" on UEFA and FIFA K&L Gates
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The Close-Out Debrief Sheppard, Mullin, Richter & Hampton LLP
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Options Cancelled. Lessons from Tesla's Pay Package Dispute Mintz
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Revised HSR Thresholds Announced Epstein Becker & Green, P.C.
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A Positive Outlook for UK M&A in 2024 Foley & Lardner LLP
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Nigeria’s Energy Sector: Looking Back at 2023 and Looking Ahead in 2024 Bracewell LLP
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Corporate Transparency Act: Reporting Beneficial Ownership Information During an Ownership Dispute ArentFox Schiff LLP
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Energy & Sustainability Litigation Updates — February 2024 Mintz
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Reminder to Treat Your Valentine and Provide Notice to Employees of Non-Competes by February 14, 2024 Jackson Lewis P.C.
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Clean Water Act Compliance in 2024: What Executives Need to Know Oberheiden P.C.
Jan
31
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International Trade, Enforcement & Compliance Recent Developments Update (January 31, 2024) Foley & Lardner LLP
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It Takes Two to Tango: Gilstrap Frames Implementer Holdout as Bad Faith Justifying “Suspension” of SEP Licensing Discussions Mintz
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ESG Political Partisanship: Guidance for In House Counsel [Video] Mintz
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New Independent Contractor Rule Facing Multiple Legal Challenges Epstein Becker & Green, P.C.
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Startup Advisors: How to Avoid Key Startup Mistakes? [Video] Foley & Lardner LLP
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California Supreme Court Concludes PAGA Actions Cannot be Dismissed as Unmanageable Sheppard, Mullin, Richter & Hampton LLP
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FCC Updates Security Breach Rules for Telecommunications Service Breaches Nelson Mullins
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Can Significant Sales Be the Fast Track to Trade Dress Protection? Katten
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5 Trends to Watch: 2024 UK Civil Fraud Greenberg Traurig, LLP
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FTC Announces 2024 Hart-Scott-Rodino Threshold and Filing Fee Adjustments Bradley Arant Boult Cummings LLP
Jan
31
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FinCEN Publishes Updated FAQs to Assist in Reporting Compliance Polsinelli PC
Jan
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CalRecycle Seeks Stakeholder Feedback on Single-Use Packaging EPR Program Beveridge & Diamond PC
Jan
31
2024
Delaware Supreme Court Validates Forfeiture-For-Competition Provision in Unanimous Reversal of Chancery Court Proskauer Rose LLP
Jan
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Misappropriation of a Trade Secret in New Jersey Stark & Stark
Jan
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The Return of the Exit Foley & Lardner LLP
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2023 PFAS Regulatory Roundup and Looking Ahead K&L Gates
Jan
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Coverage Testing – The Forgotten Nondiscrimination Rule Squire Patton Boggs (US) LLP
 

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