August 16, 2022

Volume XII, Number 228

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August 15, 2022

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
19
Jul
Where Have All The Articles Gone? Allen Matkins Leck Gamble Mallory & Natsis LLP
19
Jul
PFAS TRI Reporting Expanded By EPA CMBG3 Law
18
Jul
Financial Regulatory & Compliance/Export Controls & Economic Sanctions Greenberg Traurig, LLP
18
Jul
Federal Court Suggests Title IX Applies to Private Schools Receiving PPP Loans Robinson & Cole LLP
18
Jul
Weekly Bankruptcy Alert, July 18, 2022 (For the week ending July 17, 2022) Pierce Atwood LLP
18
Jul
Weekly IRS Roundup July 11 – July 15, 2022 McDermott Will & Emery
18
Jul
Is a Public Benefit Corporation Right for Your Mission-Driven Business? Mintz
18
Jul
Judge Rules That Gender Quotas for Corporate Board Members Violate the California Constitution Greenberg Traurig, LLP
18
Jul
Charting New (and Familiar) Territory: The Voyager Crypto Bankruptcy Mintz
18
Jul
Kardashian’s ‘SKKN by Kim’ Brand Facing Legal Uncertainty Proskauer Rose LLP
18
Jul
Is it Time to Consider Alternative Financing Strategies? Foley & Lardner LLP
18
Jul
Brussels Regulatory Brief: May-June 2022 K&L Gates
18
Jul
Fingers in the Till: SEC Charges Texas City Administrator with Falsified Financial Statements to Conceal Embezzlement Norris McLaughlin P.A.
18
Jul
Could the Crypto Downturn Lead to a Spike in M&A? Foley & Lardner LLP
18
Jul
If Conduct Is Not Continuing, Can It Be Discontinued? Allen Matkins Leck Gamble Mallory & Natsis LLP
15
Jul
Responsible Financial Innovation Act: Proposed Tax and Reporting for Digital Assets McDermott Will & Emery
15
Jul
Mayor Garcetti Signs “Healthcare Workers Minimum Wage Ordinance” Increasing Minimum Wage to $25 Proskauer Rose LLP
15
Jul
SEC Awards Over $6 Million to Two Whistleblowers Kohn, Kohn & Colapinto
15
Jul
Whistleblower Newsletter Q2 2022 Foley & Lardner LLP
15
Jul
MICA Regulation: The EU Parliament’s Position on ‘Proof-of-Work’ Mechanism Greenberg Traurig, LLP

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