January 27, 2022

Volume XII, Number 27

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January 27, 2022

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January 25, 2022

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
28
Aug
Recent IRS Notices Provide Supplemental FATCA Guidance and Phased-in Implementation Morgan, Lewis & Bockius LLP
27
Aug
California Court of Appeal Refuses to Permit an Action for Rescission of a Strategic Transaction, Holding That a Board Has No Duty Under California Law to Include a "Fiduciary Out" Sheppard, Mullin, Richter & Hampton LLP
26
Aug
Pondering the First Mover Advantage Michael Best & Friedrich LLP
26
Aug
Connecticut Limits When Employers May Require an Employee’s Credit Report Vedder Price
26
Aug
An Employer’s Guide to Implementing EU-Compliant Whistleblowing Hotlines McDermott Will & Emery
24
Aug
Antitrust Counterclaim in Patent Infringement Action Lacks Plausible Allegations of Competitive Injury Sheppard, Mullin, Richter & Hampton LLP
24
Aug
Dodd Frank – Several Developments of Note Greenberg Traurig, LLP
24
Aug
China Announces First Administrative Anti-Monopoly Case Sheppard, Mullin, Richter & Hampton LLP
23
Aug
Guilty Plea for Altering HSR Documents Morgan, Lewis & Bockius LLP
23
Aug
Partnership Pitfalls -- Things to Keep in Mind When Filing a Notice of Pendency Involving Partnership Assets Sheppard, Mullin, Richter & Hampton LLP
22
Aug
Derivatives — Inter-Affiliate Swaps Exemption from Dodd-Frank is Sought in Congress Greenberg Traurig, LLP
22
Aug
Does DOJ Probe Mean the Government is Finally Turning Up Heat on the Rating Agencies? Center for Public Integrity
22
Aug
Short Sellers — European Commission Urges Adoption of EU-Wide Ban on Short Selling Greenberg Traurig, LLP
22
Aug
California Court Of Appeal Holds That Employees Lose Reinstatement Rights If They Fail To Return To Work During The 12-Week Leave Period Protected Under CFRA Sheppard, Mullin, Richter & Hampton LLP
22
Aug
Entrepreneur’s Guide to Litigation – Blog Series: Appeal Process Michael Best & Friedrich LLP
22
Aug
NYC Condo Refinance Collapses Because There Was No "Meeting of the Minds" Sheppard, Mullin, Richter & Hampton LLP
21
Aug
The Basics of Hotel Security - The Same, But Different Greenberg Traurig, LLP
21
Aug
Bachmann's Iowa Blame Game Center for Public Integrity
21
Aug
ACOs – To Do Or Not To Do? Key Considerations for Health Care Providers Under the Proposed Regulations. von Briesen & Roper, s.c.
21
Aug
Mandatory Residential Club Memberships - Strategies Greenberg Traurig, LLP

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