May 16, 2022

Volume XII, Number 136

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May 13, 2022

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

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Date Title Organization
23
Jun
Sixth Circuit Requires a Net Loss to Sue in Certain ERISA Stock-Drop Cases McDermott Will & Emery
23
Jun
Russian Parliament Passes Temporary Withholding Tax Exemption for Eurobonds Morgan, Lewis & Bockius LLP
23
Jun
New European Consumer Agenda to be Observed and Adopted by Businesses McDermott Will & Emery
22
Jun
Texas Bankruptcy Court Denies Recognition to Mexican Financial Restructuring Plan; Decision to be Appealed to the Fifth Circuit Greenberg Traurig, LLP
22
Jun
Transparency International Issues UK Bribery Act Guidance on Mergers, Acquisitions and Investments McDermott Will & Emery
21
Jun
After Gupta’s Insider-Trading Conviction, What’s Next? Ifrah Law
20
Jun
California Formalizes Strict Approach to TEA Designation Greenberg Traurig, LLP
19
Jun
Mississippi Governor "Concerned" About UAW Organizing in the Southeast Barnes & Thornburg LLP
19
Jun
Most Companies Do Not Expect – And Remain Unprepared For – Lawsuits Against Their Directors Risk and Insurance Management Society, Inc. (RIMS)
19
Jun
Proposed Legislation Would Expand Use of Master Limited Partnerships to Renewable Energy Projects McDermott Will & Emery
18
Jun
Illinois Legislature Clarifies Requirements for Non-Profit Hospital Property Tax Exemption, Increases Charity Care Requirements Faegre Drinker
18
Jun
Nonprofits Outspent Super PACs in 2010, Trend May Continue Center for Public Integrity
18
Jun
Congress Proposes Expanding Master Limited Partnerships to Renewable Energy & Biofuel Projects Mintz
18
Jun
An Overview of Recent Legislation Governing Anti-Corruption for Government Procurement and Public Auctions in Mexico Greenberg Traurig, LLP
18
Jun
Foreign Corrupt Practices Act Claims Risk and Insurance Management Society, Inc. (RIMS)
17
Jun
Hospital Consolidations: Facing Competing Pressures to Merge and Remain Independent Greenberg Traurig, LLP
16
Jun
UPDATE: PJM Interconnection "PJM" Provides Its View Bracewell LLP
16
Jun
Spokeo Agrees to $800,000 FTC Settlement Mintz
16
Jun
Non-Compliance With Home Improvement Contracts Act Not a Defense to a Meritorious Claim, Indiana Court Holds Barnes & Thornburg LLP
15
Jun
Whirlpool Settles EEOC Race and Sexual Harassment Lawsuit for One Million Dollars U.S. Equal Employment Opportunity Commission

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