May 19, 2022

Volume XII, Number 139

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
15
Jun
UK Financial Services Regulatory Structure Facing Major Reforms Morgan, Lewis & Bockius LLP
14
Jun
New DOL Guidance Amplifies Participant Fee Disclosure Rules McDermott Will & Emery
14
Jun
Alternatives for Financing Education Through Gifting: State Sponsored College Plans Varnum LLP
14
Jun
Maryland Indemnity Deeds of Trust – A Closed Loophole? Dinsmore & Shohl LLP
14
Jun
Supreme Court Holds that Free and Clear Sale Plan Cannot be Confirmed Without Preserving Secured Creditor's Credit Bidding Rights Greenberg Traurig, LLP
14
Jun
New Landlord-Tenant Law Has Important Implications For Wisconsin Landlords von Briesen & Roper, s.c.
13
Jun
The Impact of the Recently-Enacted JOBS Act: Helping Banks and Bank Holding Companies Stay Private von Briesen & Roper, s.c.
13
Jun
Mortgage Holders Get a Boost Greenberg Traurig, LLP
13
Jun
Insuring for the Business Risks of a Cyber World Much Shelist, P.C.
13
Jun
Financial Services Legislative and Regulatory Law Update - June 11, 2012 Mintz
11
Jun
Franchising Is On The Rise In The U.S. Armstrong Teasdale
11
Jun
Exiting TARP: Is there a path out for the remaining banks? ArentFox Schiff LLP
10
Jun
Entrepreneur’s Guide to Intellectual Property – Blog Series: Protecting Your Products and Packaging with Trade Dress Michael Best & Friedrich LLP
8
Jun
Internal Bilateral Transactions: Regulatory Risk & Confusion Reign Bracewell LLP
6
Jun
Customer Clearing Documentation, Timing of Acceptance for Clearing of Swaps for Clearing ArentFox Schiff LLP
5
Jun
Dodd-Frank Rulemakings ArentFox Schiff LLP
5
Jun
The JOBS Act: Potential Pitfalls for Pooled Investment Vehicles and their General Partners, Managers and/or Regional Center Sponsors Greenberg Traurig, LLP
5
Jun
CFTC/FERC Turf Battle Back in Federal Court ArentFox Schiff LLP
5
Jun
CFTC Proposes Exemptions for Foreign Regulators ArentFox Schiff LLP
5
Jun
Financial Services Legislative and Regulatory Law Update - June 4, 2012 Mintz

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