Financial, Securities & Banking

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

National Law Review Financial Regulation and Banking Law TwitterFor hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Securities, SEC, & Financial Institution Law News

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Mar
11
2024
Members Voluntary Arrangements (MVLs) – Update Squire Patton Boggs (US) LLP
Mar
11
2024
Reasons To Quit Delaware Are Gettin' Bigger Each Day Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
10
2024
Singapore Employers, Are Your Hiring Practices in Order for the Next TAFEP Request? Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Mar
10
2024
BREAKING: Texas District Court Strikes Down NLRA Joint Employer Rule Proskauer Rose LLP
Mar
9
2024
The Corporate Transparency Act: Which Business Entities are Impacted and What is Required Sheppard, Mullin, Richter & Hampton LLP
Mar
8
2024
Not All Business or Trade Names are Registrable Trademarks Norris McLaughlin P.A.
Mar
8
2024
President Biden Announces Groundbreaking Restrictions on Access to Americans’ Sensitive Personal Data by Countries of Concern Squire Patton Boggs (US) LLP
Mar
8
2024
Cascading Security Cadwalader, Wickersham & Taft LLP
Mar
8
2024
Federal Judge Rules Corporate Transparency Act Is Unconstitutional: Takeaways and Next Steps Bracewell LLP
Mar
7
2024
District Court Declares Corporate Transparency Act Unconstitutional Greenberg Traurig, LLP
Mar
7
2024
MASSIVE WIN FOR PLATFORMS: Federal Court Slaps Down FTC– Holds Ringless Voicemail Platform Provider Cannot Be Liable for TSR Violations Troutman Amin, LLP
Mar
7
2024
Loss Of $6 Million in Deposits is No Forfeiture Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
6
2024
UPDATE: FinCEN Issues Notice Regarding the Alabama District Court’s Order Declaring the U.S. Corporate Transparency Act Unconstitutional; CTA Requirements and FinCEN Enforcement Continue to Apply to Entities That are not Parties to the Alabama Case Nelson Mullins
Mar
6
2024
When Transparency Becomes Opaque: District Court Finds Corporate Transparency Act Unconstitutional K&L Gates
Mar
6
2024
U.S. District Court in Alabama Finds the Corporate Transparency Act Unconstitutional Proskauer Rose LLP
Mar
6
2024
What Every Multinational Company Should Know About … Anticorruption Red Flags (Part I) Foley & Lardner LLP
Mar
6
2024
UK Tax Round Up February 2024 Proskauer Rose LLP
Mar
6
2024
Court Sticks Toe into the "Dismal Swamp" of Unincorporated Association Bylaws but Declines to Wade In Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
5
2024
U.S. Corporate Transparency Act: CTA is Declared Unconstitutional in U.S. District Court Case; FinCen Requirements and Enforcement Continue to Apply to Non-Parties Nelson Mullins
Mar
5
2024
Legal Considerations for Chinese Investors Eyeing the US Market Foley & Lardner LLP
Mar
5
2024
Delaware Court of Chancery Puts Practitioners on Notice Regarding Voting Formalities Around Merger Agreements Sheppard, Mullin, Richter & Hampton LLP
Mar
5
2024
Changes to Foreclosure Sales Under New Jersey’s Community Wealth Preservation Program Stark & Stark
Mar
5
2024
Corporate Transparency Act Is Unconstitutional, Says Federal Court ArentFox Schiff LLP
Mar
5
2024
Court Challenge to Corporate Transparency Act Prevails – For Now Polsinelli PC
Mar
5
2024
Quick Guide to Partnership Profits Interests Greenberg Traurig, LLP
Mar
5
2024
Cracks in the Corporate Transparency Act? Miller Canfield
Mar
5
2024
CA Federal Court Awards Biomedical Companies $62M Following Jury Trial Involving Confidentiality-Related Claims Proskauer Rose LLP
Mar
5
2024
Contracting with A Service Company to Provide the Applicant Under the CTA Norris McLaughlin P.A.
 

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