December 2, 2020

Volume X, Number 337

Advertisement

December 02, 2020

Subscribe to Latest Legal News and Analysis

December 01, 2020

Subscribe to Latest Legal News and Analysis

November 30, 2020

Subscribe to Latest Legal News and Analysis

Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

Date Title Organization
30
Nov
Tax Treatment of Expenses Paid with PPP Loans – Part 2 Strassburger McKenna Gutnick & Gefsky
30
Nov
Protecting Manufacturers’ Investment in Training Skilled Employees Jackson Lewis P.C.
30
Nov
Event Studies and “Bellwether” Effects Cornerstone Research
30
Nov
2020 DOJ Health Care Fraud Takedown Greenberg Traurig, LLP
30
Nov
California Court of Appeal Rules That the FAAAA Does Not Preempt State’s Controversial Independent Contractor Test Epstein Becker & Green, P.C.
30
Nov
Employers Needled by Vaccine Refusals, Part 2 – The Role of Reasonableness (UK) Squire Patton Boggs (US) LLP
30
Nov
Cal-OSHA Adopts Emergency COVID-19 Regulations Greenberg Traurig, LLP
30
Nov
California and Delaware Franchise Taxes Are Similar In Name Only Allen Matkins Leck Gamble Mallory & Natsis LLP
30
Nov
Eleventh Circuit Vacates Godiva FACTA Settlement Womble Bond Dickinson (US) LLP
30
Nov
The New Australian Modern Slavery Register K&L Gates
29
Nov
Key Trends: SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2020 Update Cornerstone Research
27
Nov
Is Google Really the Borg? Womble Bond Dickinson (US) LLP
27
Nov
FOS Re-Confirms Commitment to Complaints Handling During Pandemic Squire Patton Boggs (US) LLP
26
Nov
Much Ado About Vesting: Federal Court Clarifies Vesting Rule for Security Interests Granted by Companies That Have Successfully Restructured K&L Gates
26
Nov
SEC Responds to Wyoming’s Opinion on Custody of Digital Assets and Qualified Custodian Status Proskauer Rose LLP
26
Nov
Further Suspension of UK Wrongful Trading Laws Introduced Squire Patton Boggs (US) LLP
25
Nov
On Your Mark, Get Set, Go: Life Science Companies Face A Challenging Year For Compliance With New Open Payment Program Data Collection And Reporting Requirements Sheppard, Mullin, Richter & Hampton LLP
25
Nov
CFTC Releases 2020 Annual Report on its Whistleblower Program Proskauer Rose LLP
25
Nov
Home Depot Agrees to Pay $17.5 Million in Multistate Settlement Following 2014 Data Breach Hunton Andrews Kurth
25
Nov
Channeling Claims: the Importance of Considering (and Updating) Exclusive Forum Provisions Now K&L Gates

Pages

Advertisement
Advertisement

TRENDING LEGAL ANALYSIS

Upcoming Legal Education Events

Tuesday, December 8, 2020
Wednesday, December 9, 2020
Wednesday, December 9, 2020
Wednesday, December 9, 2020
Thursday, December 10, 2020
Thursday, December 10, 2020
Thursday, December 17, 2020
Advertisement