October 19, 2021

Volume XI, Number 292

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October 18, 2021

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
13
Oct
CFIUS Clearance: Learning Technologies Group and GP Strategies Corporation Squire Patton Boggs (US) LLP
13
Oct
2021 ESG Seminar, Session 1 [VIDEO] Bracewell LLP
13
Oct
COVID-19: Texas Governor Issues Executive Order Broadening Exemptions to Covid-19 Vaccinations Mandates—Where Do Employers Go from Here? K&L Gates
13
Oct
CFPB Opts Not to Take Action Against Banking App Sheppard, Mullin, Richter & Hampton LLP
13
Oct
In An Unusual Move, The Southern District of Florida Stays All Discovery In An Ongoing MDL Pending A Potentially Game-Changing Motion To Dismiss Squire Patton Boggs (US) LLP
12
Oct
Commerce Extends Initiation Deadline in Solar Circumvention Inquiries – New Deadline Late Nov K&L Gates
12
Oct
Motion for Class Certification Denied: Plaintiff Who Released ERISA Claims Deemed Unfit to Lead Class Jackson Lewis P.C.
12
Oct
USTR Announces Process for Reinstating Certain Section 301 China Tariff Product Exclusions Dinsmore & Shohl LLP
12
Oct
Telecom Alert: 3.45 GHz Band Auction Begins; RDOF Second Round Funding; 70/80/90 GHz Band Supplemental Information; EBB Program Scam Warning [Vol. XVIII, Issue 41] Keller and Heckman LLP
12
Oct
New FTC Leadership Continues to Flex Their Muscles: New Practice of Issuing Warnings Imposes Unnecessary Uncertainty on Merging Parties Proskauer Rose LLP
12
Oct
Health Care Providers: Considerations with Green Bonds Issuance Foley & Lardner LLP
12
Oct
California Enacts New Privacy Law for Genetic Data Sheppard, Mullin, Richter & Hampton LLP
12
Oct
Update on CFTC Whistleblower Program and Recent Award - October 2021 Katz, Marshall & Banks, LLP
12
Oct
California Governor Newsom Signs Laws Affecting Environmental Marketing Claims Keller and Heckman LLP
12
Oct
USTR Opens New Comment Period On China Section 301 Tariff Exclusions Barnes & Thornburg LLP
12
Oct
Weekly Bankruptcy Alert (for the Week Ending October 10, 2021) Pierce Atwood LLP
12
Oct
Identity Thief Impersonates DFPI Allen Matkins Leck Gamble Mallory & Natsis LLP
11
Oct
Will Implicit Bias Training for Real Estate Industry Professionals Become a Trend? Jackson Lewis P.C.
11
Oct
Top Five Labor Law Developments for September 2021 Jackson Lewis P.C.
11
Oct
Ohio Court Reaffirms Employer’s Right to Raise Voluntary Abandonment Roetzel & Andress LPA

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