May 26, 2020

May 26, 2020

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

Date Title Organization
20
May
Massachusetts Starts to Reopen Jackson Lewis P.C.
20
May
Is Now the Time for Clubs to Restructure? Greenberg Traurig, LLP
20
May
Private Equity and Cybersecurity: Threats, Consequences, and the Regulatory Framework Proskauer Rose LLP
20
May
COVID-19: PPP Loan Forgiveness Application Released Pierce Atwood LLP
20
May
COVID-19 Joint Agency Relief Part 2: Guidance for Implementing Claim-Related Deadline Extensions Faegre Drinker
20
May
Maryland Begins to Gradually Reopen Its Economy Jackson Lewis P.C.
20
May
Co-Director of the SEC’s Division of Enforcement Delivers Remarks on COVID-19-Related Securities Fraud Kohn, Kohn & Colapinto
20
May
COVID-19 Pandemic: U.K. Equity Investment and Company Financing Faegre Drinker
20
May
Ninth Circuit Again Addresses FCRA’s ‘Standalone’ Disclosure Requirement Womble Bond Dickinson (US) LLP
20
May
What Happens When A Corporation Cannot Afford To Pay Dissenting Shares? Allen Matkins Leck Gamble Mallory & Natsis LLP
20
May
Part Nine of the COVID-19 Roadmap Series: Ensuring Compliance – Leave Management Mintz
20
May
Massachusetts’ Reopening Advisory Board Releases Reopening Report Mintz
20
May
NYSE Temporarily Eases Certain Shareholder Approval Requirements as a Result of Coronavirus (COVID-19) Mintz
20
May
SEC is Sued to Stop Collection of Personal Data of Retail Investors Mintz
19
May
Crime in the Time of Covid-19: The Progress of UK White-Collar Investigations and Trials During Lockdown Cadwalader, Wickersham & Taft LLP
19
May
COVID-19 State And Local Tax Updates McDermott Will & Emery
19
May
IMS Insights Episode 11: COVID-19 Analysts Briefing on Litigation Impacts IMS ExpertServices
19
May
End of an Era: The U.S. is No Longer the Authority Figure for Multinational Mergers MoginRubin
19
May
Electronic Hearing for the Massachusetts Business Interruption Insurance Act Scheduled for May 21, 2020 Sherin and Lodgen LLP
19
May
[FCRA] NEW BREACH RISK?: Experian is Collecting YOUR Behavioral Data and Claiming it is Beyond the Reach of FCRA—is it Right? Squire Patton Boggs (US) LLP

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