December 2, 2020

Volume X, Number 337

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

Date Title Organization
24
Nov
Insurer Ordered to Clean Up Robot Vacuum Cleaner’s IP-Related Suit Hunton Andrews Kurth
24
Nov
COVID-19: Developing a Safety Plan for Your Workplace Miller Canfield
24
Nov
The Pandemic Has Caused the Number of SEC Enforcement Actions to Decline Sharply in FY 2020 Faegre Drinker
24
Nov
First-Out, Last-Out: Still Trending? McDermott Will & Emery
24
Nov
Same Biometric Story, Different Claim: Employee’s BIPA Lawsuit Survives Employer’s Motion to Dismiss Squire Patton Boggs (US) LLP
24
Nov
Alleged Price Gouging in the District of Columbia? Attorney General Racine Sets Sights on Local Business Proskauer Rose LLP
24
Nov
Divided (Induced, Contributory) Patent Infringement—“Follow the Product” Summa PLLC
24
Nov
Stark and Anti-Kickback Final Rules Aim to Facilitate Transition to Value-Based Care and Ease Administrative Burdens Dinsmore & Shohl LLP
24
Nov
Next Surge of COVID-19 Impact on New Jersey Long-Term Care Facilities Norris McLaughlin P.A.
24
Nov
COVID-19 Vaccines for Everyone! Wait, Not So Fast. Considerations for Health Care and Other Employers When Evaluating Mandatory COVID-19 Vaccination Programs K&L Gates
24
Nov
IoT Security Reaches Center Stage in U.S. Womble Bond Dickinson (US) LLP
24
Nov
China Issues Final Guidance for Environmental Management Registration of New Chemical Substances Bergeson & Campbell, P.C.
24
Nov
The DFPI And Insider Trading Allen Matkins Leck Gamble Mallory & Natsis LLP
24
Nov
CAS Dismisses Double Amputee’s Appeal in Fight to Compete at the Olympics Squire Patton Boggs (US) LLP
23
Nov
Escheatment: The States’ Anticipated Cash Cow Polsinelli PC
23
Nov
OCC Proposes ‘Fair Access’ Rule – Potential Implications for ESG Analysis Greenberg Traurig, LLP
23
Nov
SEC Adopts Rules to Facilitate Electronic Signatures on Edgar Filings K&L Gates
23
Nov
Commercial Law Revolution in Poland – New Holding Law and Enhanced Corporate Oversight Mechanisms Squire Patton Boggs (US) LLP
23
Nov
Pennsylvania Court Affirms Unemployment Benefits for Medical Marijuana User Jackson Lewis P.C.
23
Nov
Price Gouging Weekly Round Up - November 23, 2020 Proskauer Rose LLP

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