October 19, 2021

Volume XI, Number 292

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October 18, 2021

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Securities, SEC, & Financial Institution Law News

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Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

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Date Title Organization
11
Oct
North Carolina’s City of Charlotte and Mecklenburg County Adopt Nondiscrimination Ordinances Jackson Lewis P.C.
11
Oct
HHS Rescinds Rule to Provide Insulin and Injectable Epinephrine at 340B Prices Nelson Mullins
11
Oct
Texas Tackles Sexual Harassment by Placing Liability on Individual Members of Management Foley & Lardner LLP
11
Oct
Practical Strategies for Manufacturers Managing COVID-19 Testing, Vaccine Mandates Jackson Lewis P.C.
11
Oct
Protections for Whistleblowers Who Share Company Documents Katz, Marshall & Banks, LLP
11
Oct
Delaware Supreme Court Adopts New Three-Prong Test for Demand Futility Sheppard, Mullin, Richter & Hampton LLP
11
Oct
Weekly IRS Roundup October 4 – October 8, 2021 McDermott Will & Emery
11
Oct
Possible Early End to Employee Retention Tax Credit Could Mean Trouble for Businesses Monetizing Credit Before End of 4th Quarter Greenberg Traurig, LLP
11
Oct
UAE’s New Executive Office of AML/CFT and Dubai’s New Specialized Money Laundering Court Squire Patton Boggs (US) LLP
11
Oct
U.S. Supreme Court Seems Poised to Address Constitutionality of 2018 U.S. Trustee Fee Increase Nelson Mullins
11
Oct
A New Book Of Exodus Allen Matkins Leck Gamble Mallory & Natsis LLP
11
Oct
Court Holds That Promissory Note Did Not Allow Partial Conversion To Equity Winstead
10
Oct
How to Improve Cities After COVID-19: What to Know About the Revitalizing Downtowns Act The National Law Review / The National Law Forum LLC
8
Oct
Does Your Trade Policy Support Your Company’s Values? Sheppard, Mullin, Richter & Hampton LLP
8
Oct
Exclusions 2.0. The USTR Announces a New Section 301 Exclusion Process for Chinese Products Sheppard, Mullin, Richter & Hampton LLP
8
Oct
Exculpatory Charter Provisions Provide Corporate Directors Greater Protection Against Derivative Suits Under Delaware's New "Universal" Test for Shareholder Demand Futility K&L Gates
8
Oct
California Bill Clarifies Timing for CPRA Rulemaking Authority Sheppard, Mullin, Richter & Hampton LLP
8
Oct
Ninth Circuit Decisions Reject Coverage for COVID Orders, Leaving Door Open for Cases Presenting Damage Claims Hunton Andrews Kurth
8
Oct
Temporary Insolvency Practice Direction Provides Certainty About Administration Appointments Squire Patton Boggs (US) LLP
8
Oct
California Enacts New Law Affecting Cause-Related Marketing Programs Greenberg Traurig, LLP

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