Financial, Securities & Banking

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

National Law Review Financial Regulation and Banking Law TwitterFor hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Securities, SEC, & Financial Institution Law News

Title
Custom text Organization
Feb
26
2024
Whose Case Is It Anyway? Trial Court Orders State of California to Pay Court Costs in PAGA Action Greenberg Traurig, LLP
Feb
26
2024
Resilience Required: “CRAP” Is Necessary to Blossom as the Successful Majority Owner of a Private Company Bradley Arant Boult Cummings LLP
Feb
26
2024
The SDNY Whistleblower Pilot Program Within the Framework of Corporate Criminal Enforcement Squire Patton Boggs (US) LLP
Feb
26
2024
The Corporate Transparency Act and the Impact on M&A in the U.S. Foley & Lardner LLP
Feb
26
2024
Telecom Alert: FCC Approves 6 GHz AFC Systems; Buy America Waiver; Cybersecurity Labeling Program Vote; CPNI Certification Filings [Vol. XXI Issue 9] Keller and Heckman LLP
Feb
26
2024
Court Finds Access to Botox Trade Secrets and Similarity of Competitor Product Supported Inference of Trade Secrets Misappropriation Proskauer Rose LLP
Feb
26
2024
Federal Circuit Concluded that Operating Manuals Subject to Confidentiality Restrictions are Prior Art Printed Publication Sheppard, Mullin, Richter & Hampton LLP
Feb
26
2024
EPA Lowers the Fine Particulate NAAQS: A Closer Look at Implementation and Potential Impacts Robinson & Cole LLP
Feb
26
2024
California Seeks to Regulate Employer Use of AI Hunton Andrews Kurth
Feb
26
2024
Proposed Reforms to the San Francisco Business Tax System Greenberg Traurig, LLP
Feb
26
2024
Chamber of Commerce Lawsuit Pushes Back NLRB Joint-Employer Rule Start Date Again Proskauer Rose LLP
Feb
26
2024
SEC Expected to Drop Scope 3 GHG Emissions Disclosure Requirements From Final Climate Rule Mintz
Feb
26
2024
Trade Secret Law Evolution Podcast Episode 62: Non-Compete Agreements in Missouri and a New Preemption Case [Podcast] Greenberg Traurig, LLP
Feb
23
2024
United States Supreme Court Endorses Low Burden of Proof for Whistleblowers Sheppard, Mullin, Richter & Hampton LLP
Feb
23
2024
Congress Continues to Pressure Zelle and Other Payment Apps to Change Their Fraud Policies Sheppard, Mullin, Richter & Hampton LLP
Feb
23
2024
CFPB’s Enhanced Supervisory Appeals Process: A Potentially Beneficial Shift for Financial Institutions Sheppard, Mullin, Richter & Hampton LLP
Feb
23
2024
Financing Management Fees Cadwalader, Wickersham & Taft LLP
Feb
22
2024
Chamber of Commerce Sues California Over Climate Disclosure Rules Mintz
Feb
22
2024
Commercial Foreclosures in Pennsylvania: How Deal Formation Impacts Litigation Stark & Stark
Feb
22
2024
HEADACHE: Taking a Closer Looks at the FCC’s New “Scope of Consent Revocation” Rules and Why They’re a Nightmare For Business Troutman Amin, LLP
Feb
22
2024
Artificial Intelligence in the Workplace: Spotlight on Confidentiality Concerns Miller Canfield
Feb
22
2024
UK Company Restructuring Plans: What is Next After Adler? K&L Gates
Feb
22
2024
Government Investigations and M&A Transactions: Recent California Case Highlights Potential D&O Coverage Gaps Hunton Andrews Kurth
Feb
22
2024
What Are The Damages? Allen Matkins Leck Gamble Mallory & Natsis LLP
Feb
22
2024
FTC and DOJ Expect Businesses to Preserve “Ephemeral” Documents and Collaboration Tools Hunton Andrews Kurth
Feb
22
2024
Independent Review of Franchising Code – Final Report Released K&L Gates
Feb
22
2024
New South Wales Anti-Slavery Commissioner Publishes Guidance on Managing Modern Slavery Risks K&L Gates
Feb
21
2024
Practical Considerations for a Private Equity Buyer Contemplating an Acquisition of an ESOP-Owned Company Foley & Lardner LLP
 

NLR Logo

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up to receive our free e-Newsbulletins

 

Sign Up for e-NewsBulletins