May 22, 2022

Volume XII, Number 142

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May 20, 2022

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Securities, SEC, & Financial Institution Law News

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Regulatory Agencies with Financial Services

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Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

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Date Title Organization
11
May
Mamas: Are Your Ducks in a Row? Ward and Smith, P.A.
11
May
A Swipe At PIPEs: SEC Raises Disturbing ‘Underwriter’ Issue For Hedge Funds That Provide De-SPAC PIPE Financing Barnes & Thornburg LLP
10
May
Mother’s Day Sanctions: United States Bans Accounting, Management & Other Services to Russia, Demands More Export Licenses ArentFox Schiff LLP
10
May
Buy-Sell Market - Factors to Consider in Transactions of Automotive Dealerships [PODCAST] ArentFox Schiff LLP
10
May
California’s Executive Order Embraces Crypto K&L Gates
10
May
Massachusetts Appeals Court Rejects Whistleblower’s Constructive Discharge Claim Epstein Becker & Green, P.C.
10
May
SEC Targets Companies Conducting Cryptomining Nelson Mullins
10
May
Creditors Ask Court to Enforce Bankruptcy Blocking Provision and Approve Creditor Created Plan During Exclusivity Period in PWM Management Proskauer Rose LLP
10
May
SEC Reopens Comment Period for Proposed Private Fund Adviser Rules Proskauer Rose LLP
10
May
California Privacy Protection Agency Continues Rulemaking Focus on Automated Decision-Making and Profiling in Stakeholder Sessions Squire Patton Boggs (US) LLP
10
May
Series: Types of Industrial Espionage Squire Patton Boggs (US) LLP
10
May
Put Option Enforced: Conflict with Indian Exchange Control Laws Not a Ground for Setting Aside the Award in Singapore Nishith Desai Associates
10
May
Board Dialogue - Ep. 4: Addressing Current Social and Economic Issues [PODCAST] McDermott Will & Emery
10
May
FINRA Facts and Trends Bracewell LLP
9
May
SEC Brings First Major ESG Enforcement Action Bracewell LLP
9
May
Nonbank Financial Companies Now Covered By Consumer Laws Barnes & Thornburg LLP
9
May
FERC Updates Voluntary Gas Price Reporting Policy Steptoe & Johnson PLLC
9
May
New Hurdle for Employers: Potential Revival of Joy Silk Card-Check Recognition Steptoe & Johnson PLLC
9
May
Mandatory Employer Meetings Now the Target of NLRB General Counsel’s Focus Steptoe & Johnson PLLC
9
May
Creditor Not Entitled to Post-Sale Discovery to Attempt to Amend Sale Proceeds Distribution Nelson Mullins

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