October 27, 2021

Volume XI, Number 300

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October 27, 2021

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October 26, 2021

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October 25, 2021

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
19
Oct
To Sleep, Perchance To Dream of Coors Beer and Halo 2 Womble Bond Dickinson (US) LLP
19
Oct
Spotlight On ESG Investing: The Importance of Understanding Environmental, Social and Governance Factors and Their Impact on Investing Mintz
19
Oct
During a Global Health Crisis, IP Rights Are Getting a Bad Rap Polsinelli PC
19
Oct
SEC Issues Climate Change Disclosure Compliance Letters Robinson & Cole LLP
19
Oct
Hardly Child’s Play: North Carolina Joins the Growing Number of States With a FinTech Regulatory Sandbox Nelson Mullins
19
Oct
October 19, 2021: Foley Weekly Automotive Report Foley & Lardner LLP
19
Oct
Corporate Boards' Role in Workplace Vaccine Mandates Mintz
19
Oct
Claw Backs And Preemption Allen Matkins Leck Gamble Mallory & Natsis LLP
19
Oct
Government Issues No Surprises Act Interim Final Rule with Comment Period (Part II) Foley & Lardner LLP
18
Oct
Vaccine Mandates And Vaccine Bans – Clues On Where This Ends And Making Decisions In The Interim Foley & Lardner LLP
18
Oct
Upcoming/New CFIUS Filing: Singapore Technologies Engineering and TransCore business of Roper Technologies Squire Patton Boggs (US) LLP
18
Oct
Is it an Executory Contract? Don’t Be So Sure(ty)! Nelson Mullins
18
Oct
SEC Rule 10b5-1 Trading Plans — Update on Potential Reforms Vedder Price
18
Oct
California Broadens Security and Breach Laws, Includes Genetic Data Sheppard, Mullin, Richter & Hampton LLP
18
Oct
On Notice: FTC Issues Warning to Hundreds of Companies Regarding the Use of Fake Reviews and Other Misleading Endorsements in Online Marketing Campaigns Proskauer Rose LLP
18
Oct
Transatlantic Trade | US and Europe – Week of October 11, 2021 Squire Patton Boggs (US) LLP
18
Oct
IRS Provides Guidance on Reliance of FAQs for Penalty Protection Purposes McDermott Will & Emery
18
Oct
New California Legislation will Require Some Retailers to Adopt Gender Neutral Children’s Sections by 2024 Hunton Andrews Kurth
18
Oct
SEC Awards $40 Million to Two Whistleblowers Proskauer Rose LLP
18
Oct
US Regulatory Considerations Applicable to Digital Health Providers and Suppliers – Part I: HIPPA K&L Gates

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